DIGI INTERNATIONAL INC
For the period ended Dec 31, 2023. Filed Feb 2, 2024.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Dec 31, 2023 · Filed Feb 2, 2024
Extracted filing text, with the paragraph anchors used by the comparison.
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ITEM 6. Exhibits
| Exhibit No. | Description | Method of Filing | ||
| 3(a) | Restated Certificate of Incorporation of the Company, as amended (1) | Incorporated by Reference | ||
| 3(b) | Amended and Restated By-Laws of the Company (2) | Incorporated by Reference | ||
| 10(a) | Form of (Executive) Performance Stock Unit Award Agreement (for grants under Digi International Inc. 2021 Omnibus Incentive Plan) (3) | Incorporated by Reference | ||
| 10 | (b)** | Transition and Separation Agreement with Radha Chavali, dated November 30, 2023 (4) | Incorporated by Reference | |
| 10 | (c)* | Credit Agreement dated December 7, 2023, by and among Digi International Inc. as the borrower, BMO Bank, N.A., as administrative and collateral agent, BMO Capital Markets Corp., BofA Securities, Inc. and MUFG Bank, Ltd., as joint lead arrangers and joint bookrunners, and other lenders from time-to-time party thereto (5) | Incorporated by Reference | |
| 31(a) | Rule 13a-14(a)/15d-14(a) Certification of Chief Executive Officer | Filed Electronically | ||
| 31(b) | Rule 13a-14(a)/15d-14(a) Certification of Chief Financial Officer | Filed Electronically | ||
| 32 | Section 1350 Certification | Filed Electronically | ||
| 101 | The following materials from Digi International Inc.'s Quarterly Report on Form 10-Q for the fiscal period ended December 31, 2023, as filed with the Security and Exchange Commission, formatted in iXBRL (Inline eXtensible Business Reporting Language): (i) Condensed Consolidated Statements of Operations; (ii) Condensed Consolidated Statements of Comprehensive Income; (iii) Condensed Consolidated Balance Sheets; (iv) Condensed Consolidated Statements of Cash Flows; (v) Condensed Consolidated Statements of Stockholders' Equity; and (vi) the Notes to the Condensed Consolidated Financial Statements. | Filed Electronically | ||
| 104 | The cover page from Digi International Inc.'s Quarterly Report on Form 10-Q for the period ended December 31, 2023 is formatted in iXBRL (included in Exhibit 101). | |||
- Schedules have been omitted pursuant to Item 601(a)(5) of Regulation S-K. Digi agrees to furnish to the Commission a copy of any omitted schedule upon request.
** Management contract or compensatory plan or arrangement required to be filed as an exhibit to this Form 10-Q.
(1)Incorporated by reference to Exhibit 3(a) to the Company's Annual Report on Form 10-K for the year ended September 30, 1993.
(2)Incorporated by reference to Exhibit 3.1 to the Company's Current Report on Form 8-K filed on April 30, 2020.
(3)Incorporated by reference to Exhibit 10(b) to the Company's Quarterly Report on Form 10-Q filed on August 4, 2023.
(4)Incorporated by reference to Exhibit 10.1 to the Company's Current Report filed on December 1, 2023.
(5)Incorporated by reference to Exhibit 10.1 to the Company's Current Report filed on December 11, 2023.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Report to be signed on its behalf by the undersigned thereunto duly authorized.
| DIGI INTERNATIONAL INC. | |||
| Date: | February 2, 2024 | By: | /s/ James J. Loch |
|---|---|---|---|
| James J. Loch | |||
| Senior Vice President, Chief Financial Officer and Treasurer (Principal Financial Officer and Authorized Officer) | |||
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