Gen Digital Inc
For the period ended Sep 27, 2024. Filed Oct 31, 2024.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Sep 27, 2024 · Filed Oct 31, 2024
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Item 5. Other Information
Insider adoption or termination of trading arrangements
During the fiscal quarter ended September 27, 2024, none of our directors or officers informed us of the adoption or termination of a “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1 trading arrangement,” as defined in Regulation S-K, Item 408, except as described in the table below:
| Trading Arrangement | |||||||
| Name | Title | Action | Date | Rule 10b5-1(1) | Non-Rule 10b5-1(2) | Total Shares to be Sold | Expiration Date(3) |
|---|---|---|---|---|---|---|---|
| Bryan Ko | Chief Legal Officer | Adopt | August 27, 2024 | X | Up to 101,208 shares | August 27, 2025 | |
(1)Intended to satisfy the affirmative defense of Rule 10b5-1(c).
(2)Non-Rule Rule 10b5-1 trading arrangement as defined in Item 408 of Regulation S-K.
(3) Except as indicated by footnote, each trading arrangement permitted or permits transactions through and including the earlier of (i) the completion of all purchases or sales; (ii) the date listed in the table; or (iii) such date the arrangement is otherwise terminated according to its terms.
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