ALLIANCEBERNSTEIN HOLDING L.P.
For the period ended Mar 31, 2025. Filed Apr 24, 2025.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Mar 31, 2025 · Filed Apr 24, 2025
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Unregistered Sales of Equity Securities and Use of Proceeds
Item 2. Unregistered Sales of Equity Securities and Use of Proceeds
There were no AB Holding Units sold by AB Holding in the period covered by this report that were not registered under the Securities Act.
Each quarter, AB considers whether to implement a plan to repurchase AB Holding Units pursuant to Rules 10b5-1 and 10b-18 under the Securities Exchange Act of 1934 ("Exchange Act"). The plan adopted during the first quarter of 2025 expired at the close of business on April 23, 2025. AB may adopt additional plans in the future to engage in open-market purchases of AB Holding Units to help fund anticipated obligations under the firm's incentive compensation award program and for other corporate purposes. See Note 3 to the condensed financial statements contained in Part 1, Item 1.
AB Holding Units bought by us or one of our affiliates during the first quarter of 2025 are as follows:
ISSUER PURCHASES OF EQUITY SECURITIES
| Period | Total Numberof AB Holding UnitsPurchased | Average PricePaid PerAB Holding Unit, Net ofCommissions | Total Number ofAB Holding Units Purchased asPart of PubliclyAnnounced Plansor Programs | Maximum Number(or ApproximateDollar Value) ofAB Holding Units that May YetBe Purchased Underthe Plans orPrograms |
|---|---|---|---|---|
| 1/1/25 - 1/31/25(1) | 27,730 | $36.19 | — | — |
| 2/1/25 - 2/28/25(1) | 334,851 | 37.13 | — | — |
| 3/1/25 -3/31/25(1) | 451,255 | 37.82 | — | — |
| Total | 813,836 | $37.48 | — | — |
(1)During the first quarter of 2025, AB retained from employees 114,653 AB Holding Units to allow them to fulfill statutory withholding tax requirements at the time of distribution of long-term incentive compensation awards.
Index
AB Units bought by us or one of our affiliates during thefirst quarter of 2025 are as follows:
ISSUER PURCHASES OF EQUITY SECURITIES
| Period | Total Numberof AB UnitsPurchased | Average PricePaid PerAB Unit, net ofCommissions | Total Number ofAB Units Purchased asPart of PubliclyAnnounced Plansor Programs | Maximum Number(or ApproximateDollar Value) ofAB Units that May YetBe Purchased Underthe Plans orPrograms |
|---|---|---|---|---|
| 1/1/25 - 1/31/25 | — | — | — | — |
| 2/1/25 - 2/28/25 | — | — | — | — |
| 3/1/25 - 3/31/25(1) | 4,080 | $37.77 | — | — |
| Total | 4,080 | $37.77 | — | — |
(1)During first quarter of 2025, AB purchased 4,080 AB Units in private transactions and retired them.
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