ALLIANCEBERNSTEIN HOLDING LP
For the period ended Dec 31, 2023. Filed Feb 9, 2024.
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A company's yearly report to the SEC, with audited financial statements. It is the fullest account a company gives of its business, its finances and the risks it sees.
FY2023 · Filed Feb 9, 2024
AB$34.09-2.3%Stored close · as of Nov 6, 2026
Extracted filing text, with the paragraph anchors used by the comparison.
See the whole filing, with its images and exhibitsContents
Table of Contents
| Glossary of Certain Defined Terms | ii | ||
|---|---|---|---|
| Part I | |||
| Item 1. | Business | 1 | |
| Item 1A. | Risk Factors | 17 | |
| Item 1B. | Unresolved Staff Comments | 27 | |
| Item 1C. | Cybersecurity | 27 | |
| Item 2. | Properties | 28 | |
| Item 3. | Legal Proceedings | 29 | |
| Item 4. | Mine Safety Disclosures | 29 | |
| Part II | |||
| Item 5. | Market for Registrant’s Common Equity, Related Stockholder Matters and Issuer Purchases of Equity Securities | 30 | |
| Item 6. | Reserved | 32 | |
| Item 7. | Management’s Discussion and Analysis of Financial Condition and Results of Operations | 32 | |
| Executive Overview | 32 | ||
| Market Environment | 32 | ||
| AB Holding | 34 | ||
| AB | 36 | ||
| Item 7A. | Quantitative and Qualitative Disclosures About Market Risk | 58 | |
| AB Holding | 58 | ||
| AB | 58 | ||
| Item 8. | Financial Statements and Supplementary Data | 60 | |
| Item 9. | Changes in and Disagreements with Accountants on Accounting and Financial Disclosure | 125 | |
| Item 9A. | Controls and Procedures | 125 | |
| Item 9B. | Other Information | 126 | |
| Item 9C. | Disclosure Regarding Foreign Jurisdictions that Prevent Inspections | 126 | |
| Part III | |||
| Item 10. | Directors, Executive Officers and Corporate Governance | 127 | |
| Item 11. | Executive Compensation | 142 | |
| Item 12. | Security Ownership of Certain Beneficial Owners and Management and Related Stockholder Matters | 173 | |
| Item 13. | Certain Relationships and Related Transactions, and Director Independence | 177 | |
| Item 14. | Principal Accounting Fees and Services | 178 | |
| Part IV | |||
| Item 15. | Exhibits, Financial Statement Schedules | 179 | |
| Signatures | 182 | ||
The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.