AAON INC
For the period ended Dec 31, 2023. Filed Feb 28, 2024.
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A company's yearly report to the SEC, with audited financial statements. It is the fullest account a company gives of its business, its finances and the risks it sees.
FY2023 · Filed Feb 28, 2024
AAON$75.01+19.3%Stored close · as of Nov 10, 2026
Extracted filing text, with the paragraph anchors used by the comparison.
See the whole filing, with its images and exhibitsContents
Item 15. Exhibits and Financial Statement Schedules
| (a) | Financial statements. | ||
|---|---|---|---|
| (1) | The consolidated financial statements and the report of independent registered public accounting firm are included in Item 8 of this Form 10-K. | ||
| (2) | The consolidated financial statements other than those listed at item (a)(1) above have been omitted because they are not required under the related instructions or are not applicable. | ||
| (3) | The exhibits listed at item (b) below are filed as part of, or incorporated by reference into, this Form 10-K. | ||
| (b) | Exhibits: | ||
| (3) | (A) | Amended and Restated Articles of Incorporation (ii) | |
| (B) · Amended and Restated Bylaws (i) | |||
| (4.1) | Amended and Restated Loan Agreement (dated November 24, 2021) and related documents (iii) | ||
| (4.2) | First Amendment to the Amended and Restated Loan Agreement (dated May 27, 2022) and related documents (viii) | ||
| (4.16) | Description of Securities | ||
| (10.1) | AAON, Inc. 1992 Stock Option Plan, as amended (v) | ||
| (10.2) | AAON, Inc. 2007 Long-Term Incentive Plan, as amended (vi) | ||
| (10.3) | AAON, Inc. 2016 Long-Term Incentive Plan (iv) | ||
| (21) | List of Subsidiaries | ||
| (23) | Consent of Grant Thornton LLP | ||
| (31.1) | Certification of CEO | ||
| (31.2) | Certification of CFO | ||
| (32.1) | Section 1350 Certification – CEO | ||
| (32.2) | Section 1350 Certification – CFO | ||
| (97.1) | Executive Officer Compensation Recovery Policy | ||
| (99.1) | Membership Interest Purchase Agreement - Acquisition of BASX, LLC (dated November 18, 2021) (vii) | ||
| (101) | (INS) | Inline XBRL Instance Document | |
| (101) | (SCH) | Inline XBRL Taxonomy Extension Schema | |
| (101) | (CAL) | Inline XBRL Taxonomy Extension Calculation Linkbase | |
| (101) | (DEF) | Inline XBRL Taxonomy Extension Definition Linkbase | |
| (101) | (LAB) | Inline XBRL Taxonomy Extension Label Linkbase | |
| (101) | (PRE) | Inline XBRL Taxonomy Extension Presentation Linkbase | |
| (104) | Cover Page Interactive Data File (embedded within the Inline XBRL Document and included in Exhibit 101) | ||
| (i) · Incorporated herein by reference to the exhibits to our Form 8-K dated May 15, 2020. | |||
| (ii) · Incorporated herein by reference to exhibits to our Annual Report on Form 10-K for the fiscal year ended December 31, 2014. | |||
| (iii) · Incorporated herein by reference to exhibit to our Form 8-K dated November 24, 2021. | |||
| (iv) | Incorporated herein by reference to our Form S-8 Registration Statement No. 333-212863 dated August 2, 2016, our Form S-8 Registration Statement No. 333-226512 dated August 2, 2018, and our Form S-8 Registration Statement No. 333-241538 dated August 6, 2020. |
| (v) | Incorporated herein by reference to exhibits to our Annual Report on Form 10-K for the fiscal year ended December 31, 1991, and to our Form S-8 Registration Statement No. 333-52824. |
| (vi) | Incorporated herein by reference to our Form S-8 Registration Statement No. 333-151915, Form S-8 Registration Statement No. 333-207737. |
| (vii) | Incorporated herein by reference to exhibits to our Annual Report on Form 10-K for the fiscal year ended December 31, 2021. |
| (viii) | Incorporated herein by reference to the exhibits to our Form 8-K dated May 27, 2022. |
SIGNATURES
Pursuant to the requirement of Section 13 or 15(d) of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized.
| AAON, INC. | |||
| Dated: | February 28, 2024 | By: | /s/ Gary D. Fields |
|---|---|---|---|
| Gary D. Fields, Chief Executive Officer | |||
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, this report has been signed below by the following persons on behalf of the Registrant and in the capacities and on the dates indicated.
| Dated: | February 28, 2024 | /s/ Gary D. Fields |
|---|---|---|
| Gary D. FieldsChief Executive Officer and Director(principal executive officer) | ||
| Dated: | February 28, 2024 | /s/ Rebecca A. Thompson |
| Rebecca A. ThompsonChief Financial Officer(principal financial officer) | ||
| Dated: | February 28, 2024 | /s/ Christopher D. Eason |
| Christopher D. EasonChief Accounting Officer(principal accounting officer) | ||
| Dated: | February 28, 2024 | /s/ Norman H. Asbjornson |
| Norman H. Asbjornson Director | ||
| Dated: | February 28, 2024 | /s/ Angela E. Kouplen |
| Angela E. Kouplen Director | ||
| Dated: | February 28, 2024 | /s/ Caron A. Lawhorn |
| Caron A. Lawhorn Director | ||
| Dated: | February 28, 2024 | /s/ Stephen O. LeClair |
| Stephen O. LeClairDirector | ||
| Dated: | February 28, 2024 | /s/ A.H. McElroy II |
| A.H. McElroy IIDirector | ||
| Dated: | February 28, 2024 | /s/ David R. Stewart |
| David R. StewartDirector | ||
| Dated: | February 28, 2024 | /s/ Bruce Ware |
| Bruce WareDirector | ||
| Dated: | February 28, 2024 | /s/ Luke A. Bomer |
| Luke A. BomerSecretary | ||
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