SYNAPTICS Inc
For the period ended Jun 28, 2025. Filed Aug 21, 2025.
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FY2025 · Filed Aug 21, 2025
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ITEM 15. EXHIBITS AND FINANCIAL STATEMENT SCHEDULES
We have filed the following documents as part of this Form 10-K:
- Consolidated Financial Statements:
| Report of Independent Registered Public Accounting Firm (KPMG LLP, Santa Clara, California, PCAOB Audit Firm ID: 185) | 32 |
|---|---|
| Consolidated Balance Sheets | 35 |
| Consolidated Statements of Operations | 36 |
| Consolidated Statements of Comprehensive Income | 37 |
| Consolidated Statements of Stockholders’ Equity | 38 |
| Consolidated Statements of Cash Flows | 39 |
| Notes to Consolidated Financial Statements | 40 |
- Financial Statement Schedules
All schedules have been omitted because the information is not required, is not applicable or is included in the Consolidated Financial Statements.
- Exhibits
| Incorporated by Reference | |||
| ExhibitNumber | Exhibit | To | Date Filed |
| 3.1 | Amended and Restated Certificate of Incorporation | Quarterly Report on Form 8-K | October 26, 2023 |
| 3.2 | Certificate of Designation of Series A Junior Participating Preferred Stock | Registration Statement on Form 8-A | August 16, 2002 |
| 3.3 | Fourth Amended and Restated Bylaws (amended and restated as of July 29, 2025) | Current Report on Form 8-K | July 31, 2025 |
| 4.3 | Indenture, dated as of March 11, 2021, by and among the Company, the guarantors named therein and Wells Fargo Bank, National Association, as trustee | Current Report on Form 8-K | March 11, 2021 |
| 4.4 | Form of 4.000% Senior Notes due 2029 (included in Exhibit 4.3). | Current Report on Form 8-K | March 11, 2021 |
| 4.5 | Indenture, dated as of November 19, 2024, between Synaptics Incorporated and U.S. Bank Trust Company, National Association, as trustee | Current Report on Form 8-K | November 19, 2024 |
| 4.6 | Form of Certificate representing the 0.75% Convertible Senior Notes due 2031 (included as Exhibit A to Exhibit 4.5) | Current Report on Form 8-K | November 29, 2024 |
| 10.1(a) | Second Amended and Restated Credit Agreement, dated March 11, 2021, by and among Synaptics Incorporated, as borrower, the lenders from time to time party thereto, Wells Fargo Bank, National Association, as administrative agent, swingline lender and issuing lender, Wells Fargo Securities, LLC, as joint lead arranger and joint bookrunner, MUFG Union Bank, N.A. and BMO Capital Markets Corp., as joint lead arrangers, joint bookrunners and co-syndication agents | Current Report on Form 8-K | March 11, 2021 |
| 10.1(b) | First Amendment and Lender Joinder Agreement, dated as of December 2, 2021, by and among Synaptics Incorporated, the Lenders party thereto, and Wells Fargo Bank, National Association, as Administrative Agent | Current Report on Form 8-K | December 2, 2021 |
| 10.1(c) | Second Amendment, dated as of March 16, 2023, by and among Synaptics Incorporated, the Lenders party thereto, and Wells Fargo Bank, National Association, as Administrative Agent | Current Report on Form 8-K | March 17, 2023 |
| 10.1(d) | Third Amendment, dated as of July 28, 2023, by and among Synaptics Incorporated, the Revolving Credit Lenders party thereto, and Wells Fargo Bank, National Association, as Administrative Agent | Current Report on Form 8-K | August 3, 2023 |
| 10.1(e) | Fourth Amendment and Lender Joinder Agreement, dated as of November 21, 2024, by and among Synaptics Incorporated, Wells Fargo Bank, National Association, as Administrative Agent, and the revolving credit lenders party thereto | Current Report on Form 8-K | November 21, 2024 |
| 10.2(a)* | Synaptics Incorporated 2019 Inducement Equity Plan | Registration Statement on Form S-8 | August 16, 2019 |
| 10.2(b)* | Form of Restricted Stock Unit Inducement Award Agreement for 2019 Inducement Equity Plan | Registration Statement on Form S-8 | August 16, 2019 |
| 10.2(c)* | Form of Market Stock Unit Inducement Award Agreement for 2019 Inducement Equity Plan | Registration Statement on Form S-8 | August 16, 2019 |
| 10.2(d)* | Form of Performance Stock Unit Inducement Award Agreement for 2019 Inducement Equity Plan | Registration Statement on Form S-8 | August 16, 2019 |
| 10.2(e)* | Synaptics Incorporated 2025 Inducement Equity Plan | Registration Statement on Form S-8 | January 30, 2025 |
| 10.3(a)* | 2019 Equity and Incentive Compensation Plan | Registration Statement on Form S-8 | November 1, 2019 |
| 10.3(b)* | Amended and Restated 2019 Equity and Incentive Compensation Plan | Current Report on Form 8-K | October 29, 2020 |
|---|---|---|---|
| 10.3(c)* | Amended and Restated 2019 Equity and Incentive Compensation Plan | Current Report on Form 8-K | October 28, 2021 |
| 10.3(d)* | Amended and Restated 2019 Equity and Incentive Compensation Plan | Current Report on Form 8-K | October 27, 2022 |
| 10.3(e)* | Amended and Restated 2019 Equity and Incentive Compensation Plan | Current Report on Form 8-K | October 26, 2023 |
| 10.3(f)* | Amended and Restated 2019 Equity and Incentive Compensation Plan | Current Report on Form 8-K | October 31, 2024 |
| 10.3(g)* | Form of Restricted Stock Unit Award Agreement under the 2019 Equity and Incentive Compensation Plan (for awards granted before July 27, 2021) | Registration Statement on Form S-8 | November 1, 2019 |
| 10.3(h)* | Form of Performance Stock Unit Award Agreement under the 2019 Equity and Incentive Compensation Plan (for awards granted before July 27, 2021) | Registration Statement on Form S-8 | November 1, 2019 |
| 10.3(i)* | Form of Restricted Stock Unit Award Agreement under the 2019 Equity and Incentive Compensation Plan (for awards granted after July 27, 2021) | Annual Report on Form 10-K | August 23, 2021 |
| 10.3(j)* | Form of Performance Stock Unit Award Agreement under the 2019 Equity and Incentive Compensation Plan (for awards granted after July 27, 2021) | Annual Report on Form 10-K | August 23, 2021 |
| 10.3(k)* | Form of Market Stock Unit Award Agreement under the 2019 Equity and Incentive Compensation Plan | Quarterly Report on Form 10-Q | November 5, 2020 |
| 10.3(l)* | Form of Performance Stock Unit Award Agreement under the 2019 Equity and Incentive Compensation Plan | Quarterly Report on Form 10-Q | November 5, 2020 |
| 10.3(m)* | Form of Market Stock Unit Award Agreement under the 2019 Equity and Incentive Compensation Plan | Annual Report on Form 10-K | August 22, 2022 |
| 10.3(n)* | Form of Market Stock Unit Award Agreement under the 2019 Equity and Incentive Compensation Plan | Annual Report on Form 10-K | August 23, 2024 |
| 10.3(o)* | Form of Retention Restricted Stock Unit Award Agreement under the Synaptics Incorporated Amended and Restated 2019 Equity and Incentive Compensation Plan | Current Report on Form 8-K | April 18, 2025 |
| 10.3(p)* | Form of Retention Restricted Stock Unit Award Agreement under the Synaptics Incorporated Amended and Restated 2019 Equity and Incentive Compensation Plan | Current Report on Form 8-K | May 23, 2025 |
| 10.4* | 2019 Employee Stock Purchase Plan | Registration Statement on Form S-8 | November 1, 2019 |
| 10.5* | Form of Change in Control and Severance Agreement | Current Report on Form 8-K | April 18, 2025 |
| 10.6* | Form of Director and Officer Indemnification Agreement | Current Report on Form 8-K | May 17, 2016 |
| 10.7* | Form of Indemnification Agreement (Directors) | Current Report on Form 8-K | April 18, 2025 |
| 10.8* | Form of Indemnification Agreement (Officers) | Current Report on Form 8-K | April 18, 2025 |
| 10.9* | Employment Offer Letter, dated August 1, 2019 between the registrant and Michael Hurlston | Quarterly Report on Form 10-Q | November 17, 2019 |
| 10.10* | Employment Offer Letter, dated May 10, 2024, between the registrant and Ken Rizvi | Annual Report on Form 10-K | August 23, 2024 |
| 10.11* | Employment Offer Letter, dated November 22, 2023 between the registrant and Lisa Bodensteiner | Quarterly Report on Form 10-Q | February 8, 2024 |
| 10.12* | Employment Offer Letter, dated December 16, 2022, between the registrant and Vikram Gupta | Quarterly Report on Form 10-Q | February 8, 2024 |
| 10.13* | Employment offer letter dated October 24, 2019, between the registrant and Satish Ganesan | Annual Report on Form 10-K | August 23, 2024 |
| 10.14* | Letter Agreement between Synaptics Incorporated and Ken Rizvi, dated March 10, 2025 | Current Report on Form 8-K | March 14, 2025 |
| 10.15* | Letter Agreement between Synaptics Incorporated and Nelson Chan, dated March 10, 2025 | Current Report on Form 8-K | March 14, 2025 |
| 10.16* | Offer Letter, dated May 19, 2025 by and between Rahul Patel and Synaptics Incorporated | Current Report on Form 8-K | May 21, 2025 |
| 10.17* | Change in Control and Severance Agreement by and between Rahul Patel and Synaptics Incorporated | Current Report on Form 8-K | May 21, 2025 |
| 10.18 | Form of Confirmation of Base Capped Call Transaction | Current Report on Form 8-K | November 19, 2024 |
| 10.19 | Form of Confirmation for the Additional Capped Call Transactions | Current Report on Form 8-K | November 26, 2024 |
| 23.1 | Consent of Independent Registered Public Accounting Firm | Filed herewith | |
| 31.1 | Certification of Chief Executive Officer pursuant to Rule 13a-14(a)/15d-14(a) | Filed herewith |
| 31.2 | Certification of Chief Financial Officer pursuant to Rule 13a-14(a)/15d-14(a) | Filed herewith | |
| 32.1# | Section 1350 Certification of Chief Executive Officer | Furnished herewith | |
| 32.2# | Section 1350 Certification of Chief Financial Officer | Furnished herewith | |
| 97.1 | Synaptics Compensation Recovery Policy, adopted as of October 23, 2023 | Annual Report on Form 10-K | August 23, 2024 |
| 101.INS | Inline XBRL Instance Document (the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document). | ||
| 101.SCH | Inline XBRL Taxonomy Extension Schema Document | ||
| 101.CAL | Inline XBRL Taxonomy Extension Calculation Linkbase Document. | ||
| 101.DEF | Inline XBRL Taxonomy Extension Definition Linkbase Document | ||
| 101.LAB | Inline XBRL Taxonomy Extension Labels Linkbase Document | ||
| 101.PRE | Inline XBRL Taxonomy Extension Presentation Linkbase Document | ||
| 104 | Cover Page Interactive Data File -the Cover Page Interactive Data File does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document | ||
*Indicates a contract with management or compensatory plan or arrangement.
#This certification is being furnished solely pursuant to 18 U.S.C. § 1350 and shall not be deemed filed by the company for purposes of Section 18 of the Exchange Act or incorporated by reference in any registration statement of the company filed under the Securities Act.
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