MITEK SYSTEMS INC
For the period ended Jun 30, 2024. Filed Aug 8, 2024.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Jun 30, 2024 · Filed Aug 8, 2024
MITK$18.50+7.3%Stored close · as of Nov 9, 2026
Extracted filing text, with the paragraph anchors used by the comparison.
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Item 6. Exhibits
| Exhibit No. | Description | Incorporated byReference fromDocument |
|---|---|---|
| 2.1**+ | Purchase Agreement, dated March 23, 2022, by and among the persons whose names and addresses are set out in Schedule I and Mitek Systems, Inc. | (1) |
| 3.1 | Restated Certificate of Incorporation of Mitek Systems, Inc., as amended. | (2) |
| 3.2 | Certificate of Amendment of Restated Certificate of Incorporation of Mitek Systems, Inc. | (3) |
| 3.3 | Third Amended and Restated Bylaws of Mitek Systems, Inc. | (4) |
| 3.4 | Certificate of Designation of Series B Junior Participating Preferred Stock. | (5) |
| 10.1# | Offer Letter, dated June 4, 2024, by and between Mitek Systems, Inc. and Scott Carter. | (6) |
| 31.1 | Certification of Chief Executive Officer pursuant to Rule 13a-14(a) of the Securities Exchange Act of 1934. | * |
| 31.2 | Certification of Chief Financial Officer pursuant to Rule 13a-14(a) of the Securities Exchange Act of 1934. | * |
| 32.1 | Certification of Chief Executive Officer and Chief Financial Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. | * |
| 101.INS | Inline XBRL Instance Document. The instance document does not appear in the interactive data file because its XBRL tags are embedded within the inline XBRL document. | * |
| 101.SCH | Inline XBRL Taxonomy Extension Schema Linkbase Document. | * |
| 101.CAL | Inline XBRL Taxonomy Extension Calculation Linkbase Document. | * |
| 101.DEF | Inline XBRL Taxonomy Extension Definition Linkbase Document. | * |
| 101.LAB | Inline XBRL Taxonomy Extension Label Linkbase Document. | * |
| 101.PRE | Inline XBRL Taxonomy Extension Presentation Linkbase Document. | * |
| 104 | Cover Page Interactive Data File (formatted as inline XBRL and contained in Exhibit 101). | * |
| * | Filed herewith. |
| ** | Non-material schedules and exhibits have been omitted pursuant to Item 601(b)(2) of Regulation S-K. The Company hereby undertakes to furnish supplemental copies of any of the omitted schedules and exhibits upon request by the SEC. |
| # | Management contract, compensatory plan arrangement. |
| (1) | Incorporated by reference to Exhibit 2.1 to the Company’s Current Report on Form 8-K filed with the SEC on March 23, 2022. |
| (2) | Incorporated by reference to Exhibit 3.1 to the Company’s Annual Report on Form 10-K for the fiscal year ended September 30, 2014, filed with the SEC on December 5, 2014. |
| (3) | Incorporated by reference to Exhibit 3.1 to the Company’s Current Report on Form 8-K filed with the SEC on March 8, 2022. |
| (4) | Incorporated by reference to Exhibit 3.3 to the Company’s Annual Report on Form 10-K filed with the SEC on March 19, 2024. |
| (5) | Incorporated by reference to Exhibit 3.1 to the Company’s Current Report on Form 8-K filed with the SEC on October 23, 2018. |
| (6) | Incorporated by reference to Exhibit 10.1 to the Company’s Amendment No. 1 to the Current Report on Form 8-K/A filed with the SEC on June 5, 2024. |
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