PORTLAND GENERAL ELECTRIC CO OR
For the period ended Dec 31, 2024. Filed Feb 14, 2025.
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FY2024 · Filed Feb 14, 2025
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Item 9B. Other Information
Rule 10b5-1 Trading Arrangements
PGE has adopted an insider trading policy that governs the purchase, sale, and/or other dispositions of Company securities by its directors, officers, and employees that it believes is reasonably designed to promote compliance with insider trading laws, rules, and regulations and New York Stock Exchange listing standards. A copy of the Insider Trading Policy is included as Exhibit 19.1 to this report.
During the three months ended December 31, 2024, the following directors or officers (as defined in Rule 16a-1(f) of the Exchange Act) adopted or terminated a “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1 trading arrangement,” as each term is defined in Item 408(c) of Regulation S-K:
| Name(Title) | Action Taken (Date of Action) | Type of Trading Arrangement | Duration of Trading Arrangement | Aggregate Number of Securities to be Purchased or Sold |
|---|---|---|---|---|
| Benjamin Felton (Executive Vice President Chief Operating Officer) | Adoption (October 30, 2024) | Rule 10b5-1 trading arrangement | Until September 12, 2025, or such earlier date upon which all transactions are completed or expire without execution | Up to 18,417 shares of common stock |
| Joseph R. Trpik (Senior Vice President, Finance and Chief Financial Officer) | Adoption (November 08, 2024) | Rule 10b5-1 trading arrangement | Until October 31, 2025, or such earlier date upon which all transactions are completed or expire without execution | Up to 7,899 shares of common stock |
| M. Angelica Espinosa (Senior Vice President, Chief Legal and Compliance Officer) | Adoption (November 08, 2024) | Rule 10b5-1 trading arrangement | Until November 10, 2025, or such earlier date upon which all transactions are completed or expire without execution | Up to 10,521 shares of common stock |
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