HBT Financial, Inc.
For the period ended Mar 31, 2026. Filed May 6, 2026.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Mar 31, 2026 · Filed May 6, 2026
Extracted filing text, with the paragraph anchors used by the comparison.
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Item 6. Exhibits
| Exhibit No. | Description |
| 4.1 | Indenture, dated March 11, 2026, by and between HBT Financial, Inc. and UMB Bank, N.A., as trustee (incorporated by reference to Exhibit 4.1 to the Company’s Current Report on Form 8-K, filed with the Commission on March 11, 2026). |
| 4.2 | Forms of 5.75% Fixed-to-Floating Rate Subordinated Note due 2036 (incorporated by reference to Exhibit 4.2 to the Company’s Current Report on Form 8-K, filed with the Commission on March 11, 2026). |
| 10.1 | Subordinated Note Purchase Agreement, dated March 11, 2026, by and among HBT Financial, Inc. and the Purchasers (incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K, filed with the Commission on March 11, 2026). |
| 10.2 | Form of Registration Rights Agreement, dated March 11, 2026, by and among HBT Financial, Inc. and the Purchasers (incorporated by reference to Exhibit 10.2 to the Company’s Current Report on Form 8-K, filed with the Commission on March 11, 2026). |
| 10.3 § | Amendment to the Amended and Restated Employment Agreement, dated March 13, 2026, by and between the Company, the Bank, and Fred L. Drake |
| 10.4 § | Amendment to the Amended and Restated Employment Agreement, dated March 13, 2026, by and between the Company, the Bank, and J. Lance Carter |
| 10.5 § | Amendment to the Amended and Restated Employment Agreement, dated March 13, 2026, by and between the Company, the Bank, and Peter Chapman |
| 10.6 § | Amendment to the Amended and Restated Employment Agreement, dated March 13, 2026, by and between the Company, the Bank, and Lawrence J. Horvath |
| 10.7 § | Amendment to the Amended and Restated Employment Agreement, dated March 13, 2026, by and between the Company, the Bank, and Mark W. Scheirer |
| 31.1 | Certification of the Chief Executive Officer pursuant to Rule 13a-14(a). |
| 31.2 | Certification of the Chief Financial Officer pursuant to Rule 13a-14(a). |
| 32.1 * | Certification of the Chief Executive Officer pursuant to 18 U.S.C. 1350. |
| 32.2 * | Certification of the Chief Financial Officer pursuant to 18 U.S.C. 1350. |
| 101.INS | Inline XBRL Instance Document. |
| 101.SCH | Inline XBRL Taxonomy Extension Schema Document. |
| 101.CAL | Inline XBRL Taxonomy Extension Calculation Linkbase Document. |
| 101.LAB | Inline XBRL Taxonomy Extension Label Linkbase Document. |
| 101.PRE | Inline XBRL Taxonomy Extension Presentation Linkbase Document. |
| 101.DEF | Inline XBRL Taxonomy Extension Definition Linkbase Document. |
| 104 | Cover Page Interactive Data File (formatted as inline XBRL and contained in Exhibits 101). |
*This exhibit shall not be deemed “filed” for purposes of Section 18 of the Exchange Act, and shall not be deemed to be incorporated by reference into any filing under the Securities Act of 1933, as amended, or the Exchange Act, except to the extent the Company specifically incorporates it by reference.
§ A management contract or compensatory plan or arrangement required to be filed as an exhibit pursuant to Item 601 of Regulation S-K.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
| HBT FINANCIAL, INC. | ||
| May 6, 2026 | By: | /s/ Peter R. Chapman |
|---|---|---|
| Peter R. Chapman | ||
| Chief Financial Officer | ||
| (on behalf of the registrant and as principal financial officer) | ||
The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.