Financial Statements and Financial Statement Schedules
See the Index to Financial Statements and Financial Statement Schedule in Part II, Item 8.
Exhibits Filed
The documents listed below are being filed or have previously been filed on behalf of Pinnacle West or APS and are incorporated herein by reference from the documents indicated and made a part hereof. Exhibits not identified as previously filed are filed herewith.
| ExhibitNo. | Registrant(s) | Description | Previously Filed as Exhibit: a | Date Filed |
| 3.1 | Pinnacle West | Articles of Incorporation, restated as of May 21, 2008 | 3.1 to Pinnacle West/APS June 30, 2008 Form 10-Q Report, File No. 1-8962 | 8/7/2008 |
| 3.2 | Pinnacle West | Pinnacle West Capital Corporation Bylaws, amended as of February 19, 2020 | 3.1 to Pinnacle West/APS February 25, 2020 Form 8-K Report, File Nos. 1-8962 and 1-4473 | 2/25/2020 |
| 3.3 | APS | Articles of Incorporation, restated as of May 25, 1988 | 4.2 to APS’s Form 18 Registration Nos. 33-33910 and 33-55248 by means of September 24, 1993 Form 8-K Report, File No. 1-4473 | 9/29/1993 |
| 3.3(1) | APS | Amendment to the Articles of Incorporation of Arizona Public Service Company, amended May 16, 2012 | 3.1 to Pinnacle West/APS May 22, 2012 Form 8-K Report, File Nos. 1-8962 and 1-4473 | 5/22/2012 |
| 3.4 | APS | Arizona Public Service Company Bylaws, amended as of December 16, 2008 | 3.4 to Pinnacle West/APS December 31, 2008 Form 10-K Report, File No. 1-4473 | 2/20/2009 |
| 4.1 | Pinnacle West | Specimen Certificate of Pinnacle West Capital Corporation Common Stock, no par value | 4.1 to Pinnacle West June 20, 2017 Form 8-K Report, File No. 1-8962 | 6/20/2017 |
| 4.2 | Pinnacle WestAPS | Indenture dated as of January 1, 1995 among APS and The Bank of New York Mellon, as Trustee | 4.6 to APS’s Registration Statement Nos. 33-61228 and 33-55473 by means of January 1, 1995 Form 8-K Report, File No. 1-4473 | 1/11/1995 |
| 4.3 | Pinnacle WestAPS | Indenture dated as of November 15, 1996 between APS and The Bank of New York, as Trustee | 4.5 to APS’s Registration Statements Nos. 33-61228, 33-55473, 33-64455 and 333-15379 by means of November 19, 1996 Form 8-K Report, File No. 1-4473 | 11/22/1996 |
| 4.4 | Pinnacle West | Indenture dated as of December 1, 2000 between the Company and The Bank of New York, as Trustee, relating to Senior Unsecured Debt Securities | 4.1 to Pinnacle West’s Registration Statement No. 333-52476 | 12/21/2000 |
| ExhibitNo. | Registrant(s) | Description | Previously Filed as Exhibit: a | Date Filed |
| 4.4(a) | Pinnacle West | Fourth Supplemental Indenture dated as of June 17, 2020 | 4.1 to Pinnacle West June 10, 2020 Form 8-K Report, File No. 1-8962 | 6/16/2020 |
| 4.5 | Pinnacle West | Indenture dated as of December 1, 2000 between the Company and The Bank of New York, as Trustee, relating to Subordinated Unsecured Debt Securities | 4.2 to Pinnacle West’s Registration Statement No. 333-52476 | 12/21/2000 |
| 4.6 | Pinnacle WestAPS | Indenture dated as of January 15, 1998 between APS and The Bank of New York Mellon Trust Company N.A. (successor to JPMorgan Chase Bank, N.A., formerly known as The Chase Manhattan Bank), as Trustee | 4.10 to APS’s Registration Statement Nos. 333-15379 and 333-27551 by means of January 13, 1998 Form 8-K Report, File No. 1-4473 | 1/16/1998 |
| 4.6(a) | Pinnacle WestAPS | Seventh Supplemental Indenture dated as of May 1, 2003 | 4.1 to APS’s Registration Statement No. 333-90824 by means of May 7, 2003 Form 8-K Report, File No. 1-4473 | 5/9/2003 |
| 4.6(b) | Pinnacle WestAPS | Ninth Supplemental Indenture dated as of August 15, 2005 | 4.1 to APS’s Registration Statements Nos. 333-106772 and 333-121512 by means of August 17, 2005 Form 8-K Report, File No. 1-4473 | 8/22/2005 |
| 4.6(c) | APS | Tenth Supplemental Indenture dated as of August 1, 2006 | 4.1 to APS’s July 31, 2006 Form 8-K Report, File No. 1-4473 | 8/3/2006 |
| 4.6(d) | Pinnacle WestAPS | Twelfth Supplemental Indenture dated as of August 25, 2011 | 4.6f to Pinnacle West/APS 2014 Form 10-K Report, File Nos. 1-8962 and 1-4473 | 2/20/2015 |
| 4.6(e) | Pinnacle WestAPS | Thirteenth Supplemental Indenture dated as of January 13, 2012 | 4.6g to Pinnacle West/APS 2014 Form 10-K Report, File Nos. 1-8962 and 1-4473 | 2/20/2015 |
| 4.6(f) | Pinnacle WestAPS | Fourteenth Supplemental Indenture dated as of January 10, 2014 | 4.6h to Pinnacle West/APS 2014 Form 10-K Report, File Nos. 1-8962 and 1-4473 | 2/20/2015 |
| 4.6(g) | Pinnacle WestAPS | Fifteenth Supplemental Indenture dated as of June 18, 2014 | 4.6i to Pinnacle West/APS 2014 Form 10-K Report, File Nos. 1-8962 and 1-4473 | 2/20/2015 |
| 4.6(h) | Pinnacle WestAPS | Seventeenth Supplemental Indenture dated as of May 19, 2015 | 4.1 to Pinnacle West/APS May 14, 2015 Form 8-K Report, File Nos. 1-8962 and 1-4473 | 5/19/2015 |
| 4.6(i) | Pinnacle WestAPS | Eighteenth Supplemental Indenture dated as of November 6, 2015 | 4.1 to Pinnacle West/APS November 3, 2015 Form 8-K Report, File Nos. 1-8962 and 1-4473 | 11/6/2015 |
| 4.6(j) | Pinnacle WestAPS | Nineteenth Supplemental Indenture dated as of May 6, 2016 | 4.1 to Pinnacle West/APS May 3, 2016 Form 8-K Report, File Nos. 1-8962 and 1-4473 | 5/6/2016 |
| 4.6(k) | Pinnacle WestAPS | Twentieth Supplemental Indenture dated as of September 20, 2016 | 4.1 to Pinnacle West/APS September 15, 2016 Form 8-K Report, File Nos. 1-8962 and 1-4473 | 9/20/2016 |
| 4.6(l) | Pinnacle WestAPS | Twenty-First Supplemental Indenture dated as of September 11, 2017 | 4.1 to Pinnacle West/APS September 11, 2017 Form 8-K Report, File Nos. 1-8962 and 1-4473 | 9/11/2017 |
| ExhibitNo. | Registrant(s) | Description | Previously Filed as Exhibit: a | Date Filed |
| 4.6(m) | Pinnacle WestAPS | Twenty-Second Supplemental Indenture dated as of August 9, 2018 | 4.1 to Pinnacle West/APS August 9, 2018 Form 8-K Report, File Nos. 1-8962 and 1-4473 | 8/9/2018 |
| 4.6(n) | Pinnacle WestAPS | Twenty-Third Supplemental Indenture dated as of February 28, 2019 | 4.1 to Pinnacle West/APS February 28, 2019 Form 8-K Report, File Nos. 1-8962 and 1-4473 | 2/28/2019 |
| 4.6(o) | Pinnacle WestAPS | Twenty-Fourth Supplemental Indenture dated as of August 19, 2019 | 4.1 to Pinnacle West/APS August 16, 2019 Form 8-K Report, File Nos. 1-8962 and 1-4473 | 8/16/2019 |
| 4.6(p) | Pinnacle WestAPS | Twenty-Fifth Supplemental Indenture dated as of November 20, 2019 | 4.1 to Pinnacle West/APS November 20, 2019 Form 8-K Report, File Nos. 1-8962 and 1-4473 | 11/20/2019 |
| 4.6(q) | Pinnacle WestAPS | Twenty-Sixth Supplemental Indenture dated as of May 22, 2020 | 4.1 to Pinnacle West/APS May 22, 2020 Form 8-K Report, File Nos. 1-8962 and 1-4473 | 5/22/2020 |
| 4.6(r) | Pinnacle WestAPS | Twenty-Seventh Supplemental Indenture dated as of September 11, 2020 | 4.1 to Pinnacle West/APS September 11, 2020 Form 8-K Report, File Nos. 1-8962 and 1-4473 | 9/11/2020 |
| 4.6(s) | Pinnacle WestAPS | Twenty-Eighth Supplemental Indenture dated as of August 16, 2021 | 4.1 to Pinnacle West/APS August 16, 2021 Form 8-K Report, File Nos. 1-8962 and 1-4473 | 8/16/2021 |
| 4.6(t) | Pinnacle WestAPS | Twenty-Ninth Supplemental Indenture dated as of November 8, 2022 | 4.1 to Pinnacle West/APS November 8, 2022 Form 8-K Report, File Nos. 1-8962 and 1-4473 | 11/8/2022 |
| 4.6(u) | Pinnacle WestAPS | Thirtieth Supplemental Indenture dated as of June 30, 2023 | 4.1 to Pinnacle West/APS June 30, 2023 Form 8-K Report, File Nos. 1-8962 and 1-4473 | 6/30/2023 |
| 4.7 | Pinnacle West | Third Amended and Restated Pinnacle West Capital Corporation Investors Advantage Plan dated as of November 25, 2008 | 4.1 to Pinnacle West’s Form S-3 Registration Statement No. 333-155641, File No. 1-8962 | 11/25/2008 |
| 4.8 | Pinnacle West | Agreement, dated March 29, 1988, relating to the filing of instruments defining the rights of holders of long-term debt not in excess of 10% of the Company’s total assets | 4.1 to Pinnacle West’s 1987 Form 10-K Report, File No. 1-8962 | 3/30/1988 |
| 4.8(a) | Pinnacle WestAPS | Agreement, dated March 21, 1994, relating to the filing of instruments defining the rights of holders of APS long-term debt not in excess of 10% of APS’s total assets | 4.1 to APS’s 1993 Form 10-K Report, File No. 1-4473 | 3/30/1994 |
| 4.9 | Pinnacle WestAPS | Description of Securities Registered Pursuant to Section 12 of the Securities Exchange Act of 1934 | |
| 10.1(1) | Pinnacle WestAPS | Two separate Decommissioning Trust Agreements (relating to PVGS Units 1 and 3, respectively), each dated July 1, 1991, between APS and Mellon Bank, N.A., as Decommissioning Trustee | 10.2 to APS’s September 30, 1991 Form 10-Q Report, File No. 1-4473 | 11/14/1991 |
| ExhibitNo. | Registrant(s) | Description | Previously Filed as Exhibit: a | Date Filed |
| 10.1(1)(a) | Pinnacle WestAPS | Amendment No. 1 to Decommissioning Trust Agreement (PVGS Unit 1), dated as of December 1, 1994 | 10.1 to APS’s 1994 Form 10-K Report, File No. 1-4473 | 3/30/1995 |
| 10.1(1)(b) | Pinnacle WestAPS | Amendment No. 1 to Decommissioning Trust Agreement (PVGS Unit 3), dated as of December 1, 1994 | 10.2 to APS’s 1994 Form 10-K Report, File No. 1-4473 | 3/30/1995 |
| 10.1(1)(c) | Pinnacle WestAPS | Amendment No. 2 to APS Decommissioning Trust Agreement (PVGS Unit 1) dated as of July 1, 1991 | 10.4 to APS’s 1996 Form 10-K Report, File No. 1-4473 | 3/28/1997 |
| 10.1(1)(d) | Pinnacle WestAPS | Amendment No. 2 to APS Decommissioning Trust Agreement (PVGS Unit 3) dated as of July 1, 1991 | 10.6 to APS’s 1996 Form 10-K Report, File No. 1-4473 | 3/28/1997 |
| 10.1(1)(e) | Pinnacle WestAPS | Amendment No. 3 to the Decommissioning Trust Agreement (PVGS Unit 1), dated as of March 18, 2002 | 10.2 to Pinnacle West’s March 31, 2002 Form 10-Q Report, File No. 1-8962 | 5/15/2002 |
| 10.1(1)(f) | Pinnacle WestAPS | Amendment No. 3 to the Decommissioning Trust Agreement (PVGS Unit 3), dated as of March 18, 2002 | 10.4 to Pinnacle West’s March 2002 Form 10-Q Report, File No. 1-8962 | 5/15/2002 |
| 10.1(1)(g) | Pinnacle WestAPS | Amendment No. 4 to the Decommissioning Trust Agreement (PVGS Unit 1), dated as of December 19, 2003 | 10.3 to Pinnacle West’s 2003 Form 10-K Report, File No. 1-8962 | 3/15/2004 |
| 10.1(1)(h) | Pinnacle WestAPS | Amendment No. 4 to the Decommissioning Trust Agreement (PVGS Unit 3), dated as of December 19, 2003 | 10.5 to Pinnacle West’s 2003 Form 10-K Report, File No. 1-8962 | 3/15/2004 |
| 10.1(1)(i) | Pinnacle WestAPS | Amendment No. 5 to the Decommissioning Trust Agreement (PVGS Unit 1), dated as of May 1, 2007 | 10.1 to Pinnacle West/APS March 31, 2007 Form 10-Q Report, File Nos. 1-8962 and 1-4473 | 5/9/2007 |
| 10.1(1)(j) | Pinnacle WestAPS | Amendment No. 5 to the Decommissioning Trust Agreement (PVGS Unit 3), dated as of May 1, 2007 | 10.2 to Pinnacle West/APS March 31, 2007 Form 10-Q Report, File Nos. 1-8962 and 104473 | 5/9/2007 |
| 10.1(2) | Pinnacle WestAPS | Amended and Restated Decommissioning Trust Agreement (PVGS Unit 2) dated as of January 31, 1992, among APS, Mellon Bank, N.A., as Decommissioning Trustee, and State Street Bank and Trust Company, as successor to The First National Bank of Boston, as Owner Trustee under two separate Trust Agreements, each with a separate Equity Participant, and as Lessor under two separate Facility Leases, each relating to an undivided interest in PVGS Unit 2 | 10.1 to Pinnacle West’s 1991 Form 10-K Report, File No. 1-8962 | 3/26/1992 |
| ExhibitNo. | Registrant(s) | Description | Previously Filed as Exhibit: a | Date Filed |
| 10.1(2)(a) | Pinnacle WestAPS | First Amendment to Amended and Restated Decommissioning Trust Agreement (PVGS Unit 2), dated as of November 1, 1992 | 10.2 to APS’s 1992 Form 10-K Report, File No. 1-4473 | 3/30/1993 |
| 10.1(2)(b) | Pinnacle WestAPS | Amendment No. 2 to Amended and Restated Decommissioning Trust Agreement (PVGS Unit 2), dated as of November 1, 1994 | 10.3 to APS’s 1994 Form 10-K Report, File No. 1-4473 | 3/30/1995 |
| 10.1(2)(c) | Pinnacle WestAPS | Amendment No. 3 to Amended and Restated Decommissioning Trust Agreement (PVGS Unit 2), dated as of June 20, 1996 | 10.1 to APS’s June 30, 1996 Form 10-Q Report, File No. 1-4473 | 8/9/1996 |
| 10.1(2)(d) | Pinnacle WestAPS | Amendment No. 4 to Amended and Restated Decommissioning Trust Agreement (PVGS Unit 2) dated as of December 16, 1996 | APS 10.5 to APS’s 1996 Form 10-K Report, File No. 1-4473 | 3/28/1997 |
| 10.1(2)(e) | Pinnacle WestAPS | Amendment No. 5 to the Amended and Restated Decommissioning Trust Agreement (PVGS Unit 2), dated as of June 30, 2000 | 10.1 to Pinnacle West’s March 31, 2002 Form 10-Q Report, File No. 1-8962 | 5/15/2002 |
| 10.1(2)(f) | Pinnacle WestAPS | Amendment No. 6 to the Amended and Restated Decommissioning Trust Agreement (PVGS Unit 2), dated as of March 18, 2002 | 10.3 to Pinnacle West’s March 31, 2002 Form 10-Q Report, File No. 1-8962 | 5/15/2002 |
| 10.1(2)(g) | Pinnacle WestAPS | Amendment No. 7 to the Amended and Restated Decommissioning Trust Agreement (PVGS Unit 2), dated as of December 19, 2003 | 10.4 to Pinnacle West’s 2003 Form 10-K Report, File No. 1-8962 | 3/15/2004 |
| 10.1(2)(h) | Pinnacle WestAPS | Amendment No. 8 to the Amended and Restated Decommissioning Trust Agreement (PVGS Unit 2), dated as of April 1, 2007 | 10.1.2h to Pinnacle West’s 2007 Form 10-K Report, File No. 1-8962 | 2/27/2008 |
| 10.2(1)b | Pinnacle WestAPS | Arizona Public Service Company Deferred Compensation Plan, as restated, effective January 1, 1984, and the second and third amendments thereto, dated December 22, 1986, and December 23, 1987, respectively | 10.4 to APS’s 1988 Form 10-K Report, File No. 1-4473 | 3/8/1989 |
| 10.2(1)(a)b | Pinnacle WestAPS | Third Amendment to the Arizona Public Service Company Deferred Compensation Plan, effective as of January 1, 1993 | 10.3A to APS’s 1993 Form 10-K Report, File No. 1-4473 | 3/30/1994 |
| 10.2(1)(b)b | Pinnacle WestAPS | Fourth Amendment to the Arizona Public Service Company Deferred Compensation Plan effective as of May 1, 1993 | 10.2 to APS’s September 30, 1994 Form 10-Q Report, File No. 1-4473 | 11/10/1994 |
| 10.2(1)(c)b | Pinnacle WestAPS | Fifth Amendment to the Arizona Public Service Company Deferred Compensation Plan effective January 1, 1997 | 10.3A to APS’s 1996 Form 10-K Report, File No. 1-4473 | 3/28/1997 |
| ExhibitNo. | Registrant(s) | Description | Previously Filed as Exhibit: a | Date Filed |
|---|
| 10.2(1)(d)b | Pinnacle WestAPS | Sixth Amendment to the Arizona Public Service Company Deferred Compensation Plan effective January 1, 2001 | 10.8A to Pinnacle West’s 2000 Form 10-K Report, File No. 1-8962 | 3/14/2001 |
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| 10.2(2)b | Pinnacle WestAPS | Arizona Public Service Company Directors’ Deferred Compensation Plan, as restated, effective January 1, 1986 | 10.1 to APS’s June 30, 1986 Form 10-Q Report, File No. 1-4473 | 8/13/1986 |
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| 10.2(2)(a)b | Pinnacle WestAPS | Second Amendment to the Arizona Public Service Company Directors’ Deferred Compensation Plan, effective as of January 1, 1993 | 10.2A to APS’s 1993 Form 10-K Report, File No. 1-4473 | 3/30/1994 |
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| 10.2(2)(b)b | Pinnacle WestAPS | Third Amendment to the Arizona Public Service Company Directors’ Deferred Compensation Plan, effective as of May 1, 1993 | 10.1 to APS’s September 30, 1994 Form 10-Q Report, File No. 1-4473 | 11/10/1994 |
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| 10.2(2)(c)b | Pinnacle WestAPS | Fourth Amendment to the Arizona Public Service Company Directors Deferred Compensation Plan, effective as of January 1, 1999 | 10.8A to Pinnacle West’s 1999 Form 10-K Report, File No. 1-8962 | 3/30/2000 |
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| 10.2(3)b | Pinnacle WestAPS | Trust for the Pinnacle West Capital Corporation, Arizona Public Service Company and SunCor Development Company Deferred Compensation Plans dated August 1, 1996 | 10.14A to Pinnacle West’s 1999 Form 10-K Report, File No. 1-8962 | 3/30/2000 |
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| 10.2(3)(a)b | Pinnacle WestAPS | First Amendment dated December 7, 1999 to the Trust for the Pinnacle West Capital Corporation, Arizona Public Service Company and SunCor Development Company Deferred Compensation Plans | 10.15A to Pinnacle West’s 1999 Form 10-K Report, File No. 1-8962 | 3/30/2000 |
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| 10.2(4)b | Pinnacle WestAPS | Pinnacle West Capital Corporation, Arizona Public Service Company, SunCor Development Company and El Dorado Investment Company Deferred Compensation Plan as amended and restated effective January 1, 1996 | 10.10A to APS’s 1995 Form 10-K Report, File No. 1-4473 | 3/29/1996 |
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| 10.2(4)(a)b | Pinnacle WestAPS | First Amendment effective as of January 1, 1999, to the Pinnacle West Capital Corporation, Arizona Public Service Company, SunCor Development Company and El Dorado Investment Company Deferred Compensation Plan | 10.7A to Pinnacle West’s 1999 Form 10-K Report, File No. 1-8962 | 3/30/2000 |
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| 10.2(4)(b)b | Pinnacle WestAPS | Second Amendment effective January 1, 2000 to the Pinnacle West Capital Corporation, Arizona Public Service Company, SunCor Development Company and El Dorado Investment Company Deferred Compensation Plan | 10.10A to Pinnacle West’s 1999 Form 10-K Report, File No. 1-8962 | 3/30/2000 |
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| ExhibitNo. | Registrant(s) | Description | Previously Filed as Exhibit: a | Date Filed |
|---|
| 10.2(4)(c)b | Pinnacle WestAPS | Third Amendment to the Pinnacle West Capital Corporation, Arizona Public Service Company, SunCor Development Company and El Dorado Investment Company Deferred Compensation Plan, effective as of January 1, 2002 | 10.3 to Pinnacle West’s March 31, 2003 Form 10-Q Report, File No. 1-8962 | 5/15/2003 |
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| 10.2(4)(d)b | Pinnacle WestAPS | Fourth Amendment to the Pinnacle West Capital Corporation, Arizona Public Service Company, SunCor Development Company and El Dorado Investment Company Deferred Compensation Plan, effective January 1, 2003 | 10.64b to Pinnacle West/APS 2005 Form 10-K Report, File Nos. 1-8962 and 1-4473 | 3/13/2006 |
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| 10.2(5)b | Pinnacle WestAPS | Deferred Compensation Plan of 2005 for Employees of Pinnacle West Capital Corporation and Affiliates (as amended and restated effective January 1, 2016) | 10.2.5 to Pinnacle West/APS 2015 Form 10-K Report, File Nos. 1-8962 and 1-4473 | 2/19/2016 |
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| 10.3(1)b | Pinnacle WestAPS | Pinnacle West Capital Corporation Supplemental Excess Benefit Retirement Plan, amended and restated as of January 1, 2003 | 10.7A to Pinnacle West’s 2003 Form 10-K Report, File No. 1-8962 | 3/15/2004 |
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| 10.3(1)(a)b | Pinnacle WestAPS | Pinnacle West Capital Corporation Supplemental Excess Benefit Retirement Plan, as amended and restated, dated December 18, 2003 | 10.48b to Pinnacle West/APS 2005 Form 10-K Report, File Nos. 1-8962 and 1-4473 | 3/13/2006 |
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| 10.3(2)b | Pinnacle WestAPS | Pinnacle West Capital Corporation Supplemental Excess Benefit Retirement Plan of 2005 (as amended and restated effective January 1, 2016) | 10.3.2 to Pinnacle West/APS 2015 Form 10-K Report, File Nos. 1-8962 and 1-4473 | 2/19/2016 |
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| 10.3(2)(a)b | Pinnacle WestAPS | First Amendment to the Pinnacle West Capital Corporation Supplemental Excess Benefit Retirement Plan of 2005 (as amended and restated effective January 1, 2016) | 10.3.2a to Pinnacle West/APS 2016 Form 10-K Report, File Nos. 1-8962 and 1-4473 | 2/24/2017 |
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| 10.3(2)(b)b | Pinnacle WestAPS | Second Amendment to the Pinnacle West Capital Corporation Supplemental Excess Benefit Retirement Plan of 2005 (as amended and restated effective January 1, 2016) | 10.3.2b to Pinnacle West/APS 2017 Form 10-K Report, File Nos. 1-8962 and 1-4473 | 2/23/2018 |
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| 10.4(1)b | Pinnacle WestAPS | Offer of Employment Letter dated July 19, 2018 between Pinnacle West and Robert E. Smith | 10.4.5 to Pinnacle West/APS 2019 Form 10-K Report, File Nos. 1-8962 and 1-4473 | 2/21/2020 |
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| 10.4(2)b | Pinnacle WestAPS | Supplemental Agreement dated October 17, 2018 between Pinnacle West and Robert E. Smith | 10.4.6 to Pinnacle West/APS 2019 Form 10-K Report, File Nos. 1-8962 and 1-4473 | 2/21/2020 |
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| 10.4(3)b | Pinnacle WestAPS | Discretionary Credit Award Agreement dated June 19, 2019 between Pinnacle West and Theodore Geisler | 10.4.4 to Pinnacle West/APS 2020 Form 10-K Report, File Nos. 1-8962 and 1-4473 | 2/24/2021 |
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| ExhibitNo. | Registrant(s) | Description | Previously Filed as Exhibit: a | Date Filed |
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| 10.4(8)b | Pinnacle WestAPS | Offer of Employment Letter dated May 19, 2022 between APS and Adam Heflin | 10.4(8) to Pinnacle West/APS 2022 Form 10-K Report, File Nos. 1-8962 and 1-4473 | 2/27/2023 |
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| 10.4(9)b | Pinnacle WestAPS | Discretionary Credit Award Agreement dated June 21, 2019 between APS and Jacob Tetlow | 10.4(9) to Pinnacle West/APS 2022 Form 10-K Report, File Nos. 1-8962 and 1-4473 | 2/27/2023 |
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| 10.4(10)b | Pinnacle WestAPS | First Amendment to Discretionary Credit Award Agreement dated February 21, 2021 between APS and Jacob Tetlow | 10.4(10) to Pinnacle West/APS 2022 Form 10-K Report, File Nos. 1-8962 and 1-4473 | 2/27/2023 |
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| 10.5(1)bd | Pinnacle WestAPS | Key Executive Employment and Severance Agreement between Pinnacle West and certain executive officers of Pinnacle West and its subsidiaries | 10.77bd to Pinnacle West/APS 2005 Form 10-K Report, File Nos. 1-8962 and 1-4473 | 3/13/2006 |
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| 10.5(1)(a)bd | Pinnacle WestAPS | Form of Amended and Restated Key Executive Employment and Severance Agreement between Pinnacle West and certain officers of Pinnacle West and its subsidiaries | 10.4 to Pinnacle West/APS September 30, 2007 Form 10-Q Report, File Nos. 1-8962 and 1-4473 | 11/6/2007 |
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| 10.5(2)bd | Pinnacle WestAPS | Form of Key Executive Employment and Severance Agreement between Pinnacle West and certain officers of Pinnacle West and its subsidiaries | 10.3 to Pinnacle West/APS September 30, 2007 Form 10-Q Report, File Nos. 1-8962 and 1-4473 | 11/6/2007 |
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| 10.5(3)bd | Pinnacle WestAPS | Form of Key Executive Employment and Severance Agreement between Pinnacle West and certain officers of Pinnacle West and its subsidiaries | 10.5.3 to Pinnacle West/APS 2009 Form 10-K Report, File Nos. 1-8962 and 1-4473 | 2/19/2010 |
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| 10.5(4)bd | Pinnacle WestAPS | Form of Key Executive Employment and Severance Agreement between Pinnacle West and certain officers of Pinnacle West and its subsidiaries | 10.5.4 to Pinnacle West/APS 2012 Form 10-K Report, File Nos. 1-8962 and 1-4473 | 2/22/2013 |
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| 10.5(5)bd | Pinnacle WestAPS | Form of Key Executive Employment and Severance Agreement between Pinnacle West and certain officers of Pinnacle West and its subsidiaries | 10.4 to Pinnacle West/APS June 30, 2021 Form 10-Q Report, File Nos. 1-8962 and 1-4473 | 8/5/2021 |
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| 10.6(1)b | Pinnacle West | Pinnacle West Capital Corporation 2007 Long-Term Incentive Plan | Appendix B to the Proxy Statement for Pinnacle West’s 2007 Annual Meeting of Shareholders, File No. 1-8962 | 4/20/2007 |
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| 10.6(1)(a)b | Pinnacle West | First Amendment to the Pinnacle West Capital Corporation 2007 Long-Term Incentive Plan | 10.2 to Pinnacle West/APS April 18, 2007 Form 8-K Report, File No. 1-8962 | 4/20/2007 |
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| 10.6(1)(b)bd | Pinnacle WestAPS | Performance Share Agreement under the Pinnacle West Capital Corporation 2007 Long-Term Incentive Plan | 10.3 to Pinnacle West/APS March 31, 2009 Form 10-Q Report, File Nos. 1-8962 and 1-4473 | 5/5/2009 |
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| 10.6(1)(c)bd | Pinnacle West | Form of Performance Share Agreement under the Pinnacle West Capital Corporation 2007 Long-Term Incentive Plan | 10.1 to Pinnacle West/APS June 30, 2010 Form 10-Q Report, File No. 1-8962 | 8/3/2010 |
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| ExhibitNo. | Registrant(s) | Description | Previously Filed as Exhibit: a | Date Filed |
|---|
| 10.6(1)(d)bd | Pinnacle West | Form of Restricted Stock Unit Agreement under the Pinnacle West Capital Corporation 2007 Long-Term Incentive Plan | 10.2 to Pinnacle West/APS June 30, 2010 Form 10-Q Report, File No. 1-8962 | 8/3/2010 |
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| 10.6(1)(e)bd | Pinnacle West | Form of Performance Share Agreement under the Pinnacle West Capital Corporation 2007 Long-Term Incentive Plan | 10.4 to Pinnacle West/APS March 31, 2011 Form 10-Q Report, File No. 1-8962 | 4/29/2011 |
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| 10.6(1)(f)bd | Pinnacle West | Form of Restricted Stock Unit Agreement under the Pinnacle West Capital Corporation 2007 Long-Term Incentive Plan | 10.5 to Pinnacle West/APS March 31, 2011 Form 10-Q Report, File No. 1-8962 | 4/29/2011 |
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| 10.6(1)(g)bd | Pinnacle West | Form of Restricted Stock Unit Agreement under the Pinnacle West Capital Corporation 2007 Long-Term Incentive Plan (Supplemental 2010 Award) | 10.6 to Pinnacle West/APS March 31, 2011 Form 10-Q Report, File No. 1-8962 | 4/29/2011 |
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| 10.6(2)b | Pinnacle West | Description of Annual Stock Grants to Non-Employee Directors | 10.1 to Pinnacle West/APS September 30, 2007 Form 10-Q Report, File No. 1-8962 | 11/6/2007 |
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| 10.6(3)b | Pinnacle West | Description of Annual Stock Grants to Non-Employee Directors | 10.2 to Pinnacle West/APS June 30, 2008 Form 10-Q Report, File No. 1-8962 | 8/7/2008 |
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| 10.6(5)b | Pinnacle WestAPS | Pinnacle West Capital Corporation 2012 Long-Term Incentive Plan | Appendix A to the Proxy Statement for Pinnacle West’s 2012 Annual Meeting of Shareholders, File No. 1-8962 | 3/29/2012 |
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| 10.6(5)(a)bd | Pinnacle West | First Amendment to the Pinnacle West Capital Corporation 2012 Long-Term Incentive Plan | Appendix A to the Proxy Statement for Pinnacle West’s 2017 Annual Meeting of Shareholders, File No. 1-8962 | 3/31/2017 |
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| 10.6(5)(b)bd | Pinnacle West | Form of Performance Share Award Agreement under the Pinnacle West Capital Corporation 2012 Long-Term Incentive Plan | 10.1 to Pinnacle West/APS March 31, 2012 Form 10-Q Report, File Nos. 1-8962 and 1-4473 | 5/3/2012 |
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| 10.6(5)(c)bd | Pinnacle West | Form of Restricted Stock Unit Award Agreement under the Pinnacle West Capital Corporation 2012 Long-Term Incentive Plan | 10.2 to Pinnacle West/APS March 31, 2012 Form 10-Q Report, File Nos. 1-8962 and 1-4473 | 5/3/2012 |
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| 10.6(5)(d)bd | Pinnacle West | Form of Performance Share Award Agreement under the Pinnacle West Capital Corporation 2012 Long-Term Incentive Plan | 10.6.8c to Pinnacle West/APS 2013 Form 10-K Report, File Nos. 1-8962 and 1-4473 | 2/21/2014 |
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| 10.6(5)(e)bd | Pinnacle West | Form of Restricted Stock Unit Award Agreement under the Pinnacle West Capital Corporation 2012 Long-Term Incentive Plan | 10.6.8d to Pinnacle West/APS 2013 Form 10-K Report, File Nos. 1-8962 and 1-4473 | 2/21/2014 |
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| 10.6(5)(f)bd | Pinnacle West | Form of Performance Share Award Agreement under the Pinnacle West Capital Corporation 2012 Long-Term Incentive Plan | 10.6.6e to Pinnacle West/APS 2015 Form 10-K Report, File Nos. 1-8962 and 1-4473 | 2/19/2016 |
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| ExhibitNo. | Registrant(s) | Description | Previously Filed as Exhibit: a | Date Filed |
|---|
| 10.6(5)(g)bd | Pinnacle West | Form of Restricted Stock Unit Award Agreement under the Pinnacle West Capital Corporation 2012 Long-Term Incentive Plan | 10.6.6f to Pinnacle West/APS 2016 Form 10-K Report, File Nos. 1-8962 and 1-4473 | 2/24/2017 |
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| 10.6(5)(h)bd | Pinnacle West | Form of Performance Share Award Agreement under the Pinnacle West Capital Corporation 2012 Long-Term Incentive Plan | 10.6.6g to Pinnacle West/APS 2016 Form 10-K Report, File Nos. 1-8962 and 1-4473 | 2/24/2017 |
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| 10.6(5)(i)bd | Pinnacle West | Form of Restricted Stock Unit Award Agreement under the Pinnacle West Capital Corporation 2012 Long-Term Incentive Plan | 10.2 to Pinnacle West/APS March 31, 2019 Form 10-Q Report, File Nos. 1-8962 and 1-4473 | 5/1/2019 |
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| 10.6(5)(j)bd | Pinnacle West | Form of Performance Share Award Agreement under the Pinnacle West Capital Corporation 2012 Long-Term Incentive Plan | 10.3 to Pinnacle West/APS March 31, 2019 Form 10-Q Report, File Nos. 1-8962 and 1-4473 | 5/1/2019 |
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| 10.6(5)(k)bd | Pinnacle West | Form of Performance Share Award Agreement under the Pinnacle West Capital Corporation 2012 Long-Term Incentive Plan | 10.1 to Pinnacle West/APS March 31, 2020 Form 10-Q Report, File Nos. 1-8962 and 1-4473 | 5/8/2020 |
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| 10.6(5)(l)bd | Pinnacle West | Form of Performance Share Award Agreement under the Pinnacle West Capital Corporation 2012 Long-Term Incentive Plan | 10.6.5k to Pinnacle West/APS 2020 Form 10-K Report, File Nos. 1-8962 and 1-4473 | 2/24/2021 |
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| 10.6(5)(m)bd | Pinnacle West | Form of Performance Share Award Agreement under the Pinnacle West Capital Corporation 2012 Long-Term Incentive Plan | 10.6.5l to Pinnacle West/APS 2020 Form 10-K Report, File Nos. 1-8962 and 1-4473 | 2/24/2021 |
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| 10.6(5)(n)bd | Pinnacle WestAPS | Pinnacle West Capital Corporation 2021 Long-Term Incentive Plan | Appendix A to the Proxy Statement for Pinnacle West’s 2021 Annual Meeting of Shareholders, File No. 1-8962 | 4/01/2021 |
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| 10.6(5)(o)bd | Pinnacle West | First Amendment to the Pinnacle West Capital Corporation 2021 Long-Term Incentive Plan | Appendix A to the Proxy Statement for Pinnacle West’s 2022 Annual Meeting of Shareholders, File No. 1-8962 | 5/19/2023 |
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| 10.6(5)(p)bd | Pinnacle West | Form of Restricted Stock Unit Award Agreement under the Pinnacle West Capital Corporation 2021 Long-Term Incentive Plan | 10.6.5n to Pinnacle West/APS 2020 Form 10-K Report, File Nos. 1-8962 and 1-4473 | 2/25/2022 |
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| 10.6(5)(q)bd | Pinnacle West | Form of Restricted Stock Unit Award Agreement under the Pinnacle West Capital Corporation 2021 Long-Term Incentive Plan | 10.6.5o to Pinnacle West/APS 2020 Form 10-K Report, File Nos. 1-8962 and 1-4473 | 2/25/2022 |
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| 10.6(5)(r)bd | Pinnacle West | Form of Performance Share Award Agreement under the Pinnacle West Capital Corporation 2021 Long-Term Incentive Plan | 10.6.5p to Pinnacle West/APS 2020 Form 10-K Report, File Nos. 1-8962 and 1-4473 | 2/25/2022 |
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| 10.6(5)(s)bd | Pinnacle West | Form of Performance Share Award Agreement under the Pinnacle West Capital Corporation 2021 Long-Term Incentive Plan | 10.6.5q to Pinnacle West/APS 2020 Form 10-K Report, File Nos. 1-8962 and 1-4473 | 2/25/2022 |
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| ExhibitNo. | Registrant(s) | Description | Previously Filed as Exhibit: a | Date Filed |
| 10.6(5)(t)bd | Pinnacle West | Form of Performance Share Award Agreement under the Pinnacle West Capital Corporation 2021 Long-Term Incentive Plan | 10.6.5r to Pinnacle West/APS 2020 Form 10-K Report, File Nos. 1-8962 and 1-4473 | 2/25/2022 |
| 10.6(5)(u)bd | Pinnacle West | Form of Performance Share Award Agreement under the Pinnacle West Capital Corporation 2021 Long-Term Incentive Plan | 10.6.5s to Pinnacle West/APS 2020 Form 10-K Report, File Nos. 1-8962 and 1-4473 | 2/25/2022 |
| 10.6(5)(v)bd | Pinnacle West | Master Amendment to Performance Share Agreements | 10.3 to Pinnacle West/APS March 31, 2012 Form 10-Q Report, File Nos. 1-8962 and 1-4473 | 5/3/2012 |
| 10.6(5)(w)bd | Pinnacle West | Master Amendment to Restricted Stock Unit Agreements | 10.4 to Pinnacle West/APS March 31, 2012 Form 10-Q Report, File Nos. 1-8962 and 1-4473 | 5/3/2012 |
| 10.7(1) | Pinnacle WestAPS | Indenture of Lease with Navajo Tribe of Indians, Four Corners Plant | 5.01 to APS’s Form S-7 Registration Statement, File No. 2-59644 | 9/1/1977 |
| 10.7(1)(a) | Pinnacle WestAPS | Supplemental and Additional Indenture of Lease, including amendments and supplements to original lease with Navajo Tribe of Indians, Four Corners Plant | 5.02 to APS’s Form S-7 Registration Statement, File No. 2-59644 | 9/1/1977 |
| 10.7(1)(b) | Pinnacle WestAPS | Amendment and Supplement No. 1 to Supplemental and Additional Indenture of Lease Four Corners, dated April 25, 1985 | 10.36 to Pinnacle West’s Registration Statement on Form 8-B Report, File No. 1-89 | 7/25/1985 |
| 10.7(1)(c) | Pinnacle WestAPS | Amendment and Supplement No. 2 to Supplemental and Additional Indenture of Lease with the Navajo Nation dated March 7, 2011 | 10.1 to Pinnacle West/APS March 31, 2011 Form 10-Q Report, File Nos. 1-8962 and 1-4473 | 4/29/2011 |
| 10.7(1)(d) | Pinnacle WestAPS | Amendment and Supplement No. 3 to Supplemental and Additional Indenture of Lease with the Navajo Nation dated March 7, 2011 | 10.2 to Pinnacle West/APS March 31, 2011 Form 10-Q Report, File Nos. 1-8962 and 1-4473 | 4/29/2011 |
| 10.7(2) | Pinnacle WestAPS | Application and Grant of multi-party rights-of-way and easements, Four Corners Plant Site | 5.04 to APS’s Form S-7 Registration Statement, File No. 2-59644 | 9/1/1977 |
| 10.7(2)(a) | Pinnacle WestAPS | Application and Amendment No. 1 to Grant of multi-party rights-of-way and easements, Four Corners Site dated April 25, 1985 | 10.37 to Pinnacle West’s Registration Statement on Form 8-B, File No. 1-8962 | 7/25/1985 |
| 10.7(3) | Pinnacle WestAPS | Application and Grant of APS rights- of-way and easements, Four Corners Site | 5.05 to APS’s Form S-7 Registration Statement, File No. 2-59644 | 9/1/1977 |
| 10.7(3)(a) | Pinnacle WestAPS | Application and Amendment No. 1 to Grant of APS rights-of-way and easements, Four Corners Site dated April 25, 1985 | 10.38 to Pinnacle West’s Registration Statement on Form 8-B, File No. 1-8962 | 7/25/1985 |
| ExhibitNo. | Registrant(s) | Description | Previously Filed as Exhibit: a | Date Filed |
| 10.7(4) | Pinnacle WestAPS | Four Corners Project Co-Tenancy Agreement, conformed copy up through and including Amendment No. 11, dated June 30, 2018, among APS, Public Service Company of New Mexico, SRP, Tucson Electric Power Company and Navajo Transitional Energy Company, LLC | 10.7.4c to Pinnacle West/APS June 30, 2018 Form 10-Q Report, File Nos. 1-8962 and 1-4473 | 8/3/2018 |
| 10.7(4)(a) | Pinnacle WestAPS | Four Corners Project Co-Tenancy Agreement, conformed copy up through and including Amendment No. 13, dated June 25, 2021, among APS, Public Service Company of New Mexico, SRP, Tucson Electric Power Company and Navajo | 10.5 to Pinnacle West/APS June 30, 2021 Form 10-Q Report, File Nos. 1-8962 and 1-4473 | 8/5/2021 |
| 10.8(1) | Pinnacle WestAPS | Indenture of Lease, Navajo Units 1, 2, and 3 | 5(g) to APS’s Form S-7 Registration Statement, File No. 2-36505 | 3/23/1970 |
| 10.8(2) | Pinnacle WestAPS | Application of Grant of rights-of-way and easements, Navajo Plant | 5(h) to APS Form S-7 Registration Statement, File No. 2-36505 | 3/23/1970 |
| 10.8(3) | Pinnacle WestAPS | Water Service Contract Assignment with the United States Department of Interior, Bureau of Reclamation, Navajo Plant | 5(l) to APS’s Form S-7 Registration Statement, File No. 2-394442 | 3/16/1971 |
| 10.8(4) | Pinnacle WestAPS | Navajo Project Co-Tenancy Agreement dated as of March 23, 1976, and Supplement No. 1 thereto dated as of October 18, 1976, Amendment No. 1 dated as of July 5, 1988, and Amendment No. 2 dated as of June 14, 1996; Amendment No. 3 dated as of February 11, 1997; Amendment No. 4 dated as of January 21, 1997; Amendment No. 5 dated as of January 23, 1998; Amendment No. 6 dated as of July 31, 1998 | 10.107 to Pinnacle West/APS 2005 Form 10-K Report, File Nos. 1-8962 and 1-4473 | 3/13/2006 |
| 10.8(5) | Pinnacle WestAPS | Navajo Project Participation Agreement dated as of September 30, 1969, and Amendment and Supplement No. 1 dated as of January 16, 1970, and Coordinating Committee Agreement No. 1 dated as of September 30, 1971 | 10.108 to Pinnacle West/APS 2005 Form 10-K Report, File Nos. 1-8962 and 1-4473 | 3/13/2006 |
| 10.9(1) | Pinnacle WestAPS | ANPP Participation Agreement, dated August 23, 1973, among APS, SRP, SCE, Public Service Company of New Mexico, El Paso Electric Company, Southern California Public Power Authority, and Department of Water and Power of the City of Los Angeles, and amendments 1-12 thereto | 10.1 to APS’s 1988 Form 10-K Report, File No. 1-4473 | 3/8/1989 |
| ExhibitNo. | Registrant(s) | Description | Previously Filed as Exhibit: a | Date Filed |
| 10.9(1)(a) | Pinnacle WestAPS | Amendment No. 13, dated as of April 22, 1991, to ANPP Participation Agreement, dated August 23, 1973, among APS, SRP, SCE, Public Service Company of New Mexico, El Paso Electric Company, Southern California Public Power Authority, and Department of Water and Power of the City of Los Angeles | 10.1 to APS’s March 31, 1991 Form 10-Q Report, File No. 1-4473 | 5/15/1991 |
| 10.9(1)(b) | Pinnacle WestAPS | Amendment No. 14 to ANPP Participation Agreement, dated August 23, 1973, among APS, SRP, SCE, Public Service Company of New Mexico, El Paso Electric Company, Southern California Public Power Authority, and Department of Water and Power of the City of Los Angeles | 99.1 to Pinnacle West’s June 30, 2000 Form 10-Q Report, File No. 1-8962 | 8/14/2000 |
| 10.9(1)(c) | Pinnacle WestAPS | Amendment No. 15, dated November 29, 2010, to ANPP Participation Agreement, dated August 23, 1973, among APS, SRP, SCE, Public Service Company of New Mexico, El Paso Electric Company, Southern California Public Power Authority, and Department of Water and Power of the City of Los Angeles | 10.9.1c to Pinnacle West/APS 2010 Form 10-K Report, File Nos. 1-8962 and 1-4473 | 2/18/2011 |
| 10.9(1)(d) | Pinnacle WestAPS | Amendment No. 16, dated April 28, 2014, to ANPP Participation Agreement, dated August 23, 1973, among APS, SRP, SCE, Public Service Company of New Mexico, El Paso Electric Company, Southern California Public Power Authority, and Department of Water and Power of the City of Los Angeles | 10.2 to Pinnacle West/APS March 31, 2014 Form 10-Q Report, File Nos. 1-8962 and 1-4473 | 5/2/2014 |
| 10.10(1) | Pinnacle WestAPS | Asset Purchase and Power Exchange Agreement dated September 21, 1990 between APS and PacifiCorp, as amended as of October 11, 1990 and as of July 18, 1991 | 10.1 to APS’s June 30, 1991 Form 10-Q Report, File No. 1-4473 | 8/8/1991 |
| 10.10(2) | Pinnacle WestAPS | Long-Term Power Transaction Agreement dated September 21, 1990 between APS and PacifiCorp, as amended as of October 11, 1990, and as of July 8, 1991 | 10.2 to APS’s June 30, 1991 Form 10-Q Report, File No. 1-4473 | 8/8/1991 |
| 10.10(2)(a) | Pinnacle WestAPS | Amendment No. 1 dated April 5, 1995 to the Long-Term Power Transaction Agreement and Asset Purchase and Power Exchange Agreement between PacifiCorp and APS | 10.3 to APS’s 1995 Form 10-K Report, File No. 1-4473 | 3/29/1996 |
| 10.10(3) | Pinnacle WestAPS | Restated Transmission Agreement between PacifiCorp and APS dated April 5, 1995 | 10.4 to APS’s 1995 Form 10-K Report, File No. 1-4473 | 3/29/1996 |
| ExhibitNo. | Registrant(s) | Description | Previously Filed as Exhibit: a | Date Filed |
| 10.10(4) | Pinnacle WestAPS | Reciprocal Transmission Service Agreement between APS and PacifiCorp dated as of March 2, 1994 | 10.6 to APS’s 1995 Form 10-K Report, File No. 1-4473 | 3/29/1996 |
| 10.11(1) | Pinnacle West | Second Amended and Restated Five-Year Credit Agreements dated as of April 10, 2023, among Pinnacle West, as Borrower, Barclays Bank PLC, as Agent, Co-Sustainability Structuring Agent and Issuing Bank, and the lenders and other parties thereto | 10.1 to Pinnacle West/APS April 10, 2023 Form 8-K Report, File No. 1-8962 | 4/10/2023 |
| 10.11(2) | Pinnacle WestAPS | Five-Year Credit Agreement dated as of April 10, 2023, among APS, as Borrower, Barclays Bank PLC, as Agent, Co-Sustainability Structuring Agent and Issuing Bank, and the lenders and other parties thereto | 10.2 to Pinnacle West/APS April 10, 2023 Form 8-K Report, File No. 1-8962 | 4/10/2023 |
| 10.12(1)c | Pinnacle WestAPS | Facility Lease, dated as of August 1, 1986, between U.S. Bank National Association, successor to State Street Bank and Trust Company, as successor to The First National Bank of Boston, in its capacity as Owner Trustee, as Lessor, and APS, as Lessee | 4.3 to APS’s Form 18 Registration Statement, File No. 33-9480 | 10/24/1986 |
| 10.12(1)(a)c | Pinnacle WestAPS | Amendment No. 1, dated as of November 1, 1986, to Facility Lease, dated as of August 1, 1986, between U.S. Bank National Association, successor to State Street Bank and Trust Company, as successor to The First National Bank of Boston, in its capacity as Owner Trustee, as Lessor, and APS, as Lessee | 10.5 to APS’s September 30, 1986 Form 10-Q Report by means of Amendment No. 1 on December 3, 1986 Form 8, File No. 1-4473 | 12/4/1986 |
| 10.12(1)(b)c | Pinnacle WestAPS | Amendment No. 2 dated as of June 1, 1987 to Facility Lease dated as of August 1, 1986 between U.S. Bank National Association, successor to State Street Bank and Trust Company, as successor to The First National Bank of Boston, as Lessor, and APS, as Lessee | 10.3 to APS’s 1988 Form 10-K Report, File No. 1-4473 | 3/8/1989 |
| 10.12(1)(c)c | Pinnacle WestAPS | Amendment No. 3, dated as of March 17, 1993, to Facility Lease, dated as of August 1, 1986, between U.S. Bank National Association, successor to State Street Bank and Trust Company, as successor to The First National Bank of Boston, as Lessor, and APS, as Lessee | 10.3 to APS’s 1992 Form 10-K Report, File No. 1-4473 | 3/30/1993 |
| ExhibitNo. | Registrant(s) | Description | Previously Filed as Exhibit: a | Date Filed |
| 10.12(1)(d)c | Pinnacle WestAPS | Amendment No. 4, dated as of September 30, 2015, to Facility Lease, dated as of August 1, 1986, between U.S. Bank National Association, successor to State Street Bank and Trust Company, as successor to The First National Bank of Boston, as Owner Trustee under a Trust Agreement with Emerson Finance LLC, as Lessor, and APS, as Lessee | 10.2 to Pinnacle West/APS September 30, 2015 Form 10-Q Report, File Nos. 1-8962 and 1-4473 | 10/30/2015 |
| 10.12(1)(e)c | Pinnacle WestAPS | Amendment No. 3, dated as of September 30, 2015, to Facility Lease, dated as of August 1, 1986, between U.S. Bank National Association, successor to State Street Bank and Trust Company, as successor to The First National Bank of Boston, as Owner Trustee under a Trust Agreement with Security Pacific Capital Leasing Corporation, as Lessor, and APS, as Lessee | 10.3 to Pinnacle West/APS September 30, 2015 Form 10-Q Report, File Nos. 1-8962 and 1-4473 | 10/30/2015 |
| 10.12(2) | Pinnacle WestAPS | Facility Lease, dated as of December 15, 1986, between U.S. Bank National Association, successor to State Street Bank and Trust Company, as successor to The First National Bank of Boston, in its capacity as Owner Trustee, as Lessor, and APS, as Lessee | 10.1 to APS’s November 18, 1986 Form 8-K Report, File No. 1-4473 | 1/20/1987 |
| 10.12(2)(a) | Pinnacle WestAPS | Amendment No. 1, dated as of August 1, 1987, to Facility Lease, dated as of December 15, 1986, between U.S. Bank National Association, successor to State Street Bank and Trust Company, as successor to The First National Bank of Boston, as Lessor, and APS, as Lessee | 4.13 to APS’s Form 18 Registration Statement No. 33-9480 by means of August 1, 1987 Form 8-K Report, File No. 1-4473 | 8/24/1987 |
| 10.12(2)(b) | Pinnacle WestAPS | Amendment No. 2, dated as of March 17, 1993, to Facility Lease, dated as of December 15, 1986, between U.S. Bank National Association, successor to State Street Bank and Trust Company, as successor to The First National Bank of Boston, as Lessor, and APS, as Lessee | 10.4 to APS’s 1992 Form 10-K Report, File No. 1-4473 | 3/30/1993 |
| 10.12(2)(c) | Pinnacle WestAPS | Amendment No. 3, dated July 10, 2014, to Facility Lease, dated as of December 15, 1986, between U.S. Bank National Association, successor to State Street Bank and Trust Company, as successor to the First National Bank of Boston, as Lessor, and APS, as Lessee | 10.2 to Pinnacle West/APS June 30, 2014 Form 10-Q Report, File Nos. 1-8962 and 1-4473 | 7/31/2014 |
| ExhibitNo. | Registrant(s) | Description | Previously Filed as Exhibit: a | Date Filed |
| 10.12(2)(d) | Pinnacle WestAPS | Amendment No. 4, dated April 1, 2021, to Facility Lease, dated as of December 15, 1986, between U.S. Bank National Association, successor to State Street Bank and Trust Company, as successor to the First National Bank of Boston, as Lessor, and APS, as Lessee | 10.1 to Pinnacle West/APS March 31, 2021 Form 10-Q Report, File Nos. 1-8962 and 1-4473 | 5/5/2021 |
| 10.13(1) | Pinnacle WestAPS | Agreement between Pinnacle West Energy Corporation and APS for Transportation and Treatment of Effluent by and between Pinnacle West Energy Corporation and APS dated as of the 10th day of April, 2001 | 10.102 to Pinnacle West/APS 2004 Form 10-K Report, File Nos. 1-8962 and 1-4473 | 3/16/2005 |
| 10.13(2) | Pinnacle WestAPS | Agreement for the Transfer and Use of Wastewater and Effluent by and between APS, SRP and PWE dated June 1, 2001 | 10.103 to Pinnacle West/APS 2004 Form 10-K Report, File Nos. 1-8962 and 1-4473 | 3/16/2005 |
| 10.13(3) | Pinnacle WestAPS | Agreement for the Sale and Purchase of Wastewater Effluent dated November 13, 2000, by and between the City of Tolleson, Arizona, APS and SRP | 10.104 to Pinnacle West/APS 2004 Form 10-K Report, File Nos. 1-8962 and 1-4473 | 3/16/2005 |
| 10.13(4) | Pinnacle WestAPS | Operating Agreement for the Co-Ownership of Wastewater Effluent dated November 16, 2000 by and between APS and SRP | 10.105 to Pinnacle West/APS 2004 Form 10-K Report, File Nos. 1-8962 and 1-4473 | 3/16/2005 |
| 10.13(5) | Pinnacle WestAPS | Municipal Effluent Purchase and Sale Agreement dated April 29, 2010, by and between City of Phoenix, City of Mesa, City of Tempe, City of Scottsdale, City of Glendale, APS and SRP | 10.1 to Pinnacle West/APS March 31, 2010 Form 10-Q Report, File Nos. 1-8962 and 1-4473 | 5/6/2010 |
| 10.14(1) | Pinnacle WestAPS | Contract, dated July 21, 1984, with DOE providing for the disposal of nuclear fuel and/or high-level radioactive waste, ANPP | 10.31 to Pinnacle West’s Form S-14 Registration Statement, File No. 2-96386 | 3/13/1985 |
| 10.15(1) | Pinnacle WestAPS | Territorial Agreement between APS and SRP | 10.1 to APS’s March 31, 1998 Form 10-Q Report, File No. 1-4473 | 5/15/1998 |
| 10.15(2) | Pinnacle WestAPS | Power Coordination Agreement between APS and SRP | 10.2 to APS’s March 31, 1998 Form 10-Q Report, File No. 1-4473 | 5/15/1998 |
| 10.15(3) | Pinnacle WestAPS | Memorandum of Agreement between APS and SRP | 10.3 to APS’s March 31, 1998 Form 10-Q Report, File No. 1-4473 | 5/15/1998 |
| 10.15(3)(a) | Pinnacle WestAPS | Addendum to Memorandum of Agreement between APS and SRP dated as of May 19, 1998 | 10.2 to APS’s May 19, 1998 Form 8-K Report, File No. 1-4473 | 6/26/1998 |
| 21 | Pinnacle West | Subsidiaries of Pinnacle West | |
| 23.1 | Pinnacle West | Consent of Deloitte & Touche LLP | |
| 23.2 | APS | Consent of Deloitte & Touche LLP | |
| ExhibitNo. | Registrant(s) | Description | Previously Filed as Exhibit: a | Date Filed |
| 31.1 | Pinnacle West | Certificate of Jeffrey B. Guldner, Chief Executive Officer, pursuant to Rule 13a-14(a) and Rule 15d-14(a) of the Securities Exchange Act, as amended | |
| 31.2 | Pinnacle West | Certificate of Andrew Cooper, Chief Financial Officer, pursuant to Rule 13a-14(a) and Rule 15d-14(a) of the Securities Exchange Act, as amended | |
| 31.3 | APS | Certificate of Jeffrey B. Guldner, Chief Executive Officer, pursuant to Rule 13a-14(a) and Rule 15d-14(a) of the Securities Exchange Act, as amended | |
| 31.4 | APS | Certificate of Andrew Cooper, Chief Financial Officer, pursuant to Rule 13a-14(a) and Rule 15d-14(a) of the Securities Exchange Act, as amended | |
| 32.1e | Pinnacle West | Certification of Chief Executive Officer and Chief Financial Officer, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 | |
| 32.2e | APS | Certification of Chief Executive Officer and Chief Financial Officer, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 | |
| 97 | Pinnacle West | Policy Relating to Recovery of Erroneously Awarded Compensation | |
| 99.1c | Pinnacle WestAPS | Participation Agreement, dated as of August 1, 1986, among PVGS Funding Corp., Inc., Bank of America National Trust and Savings Association, State Street Bank and Trust Company, as successor to The First National Bank of Boston, in its individual capacity and as Owner Trustee, Chemical Bank, in its individual capacity and as Indenture Trustee, APS, and the Equity Participant named therein | 28.1 to APS’s September 30, 1992 Form 10-Q Report, File No. 1-4473 | 11/9/1992 |
| ExhibitNo. | Registrant(s) | Description | Previously Filed as Exhibit: a | Date Filed |
|---|
| 99.1(a)c | Pinnacle WestAPS | Amendment No. 1 dated as of November 1, 1986, to Participation Agreement, dated as of August 1, 1986, among PVGS Funding Corp., Inc., Bank of America National Trust and Savings Association, State Street Bank and Trust Company, as successor to The First National Bank of Boston, in its individual capacity and as Owner Trustee, Chemical Bank, in its individual capacity and as Indenture Trustee, APS, and the Equity Participant named therein | 10.8 to APS’s September 30, 1986 Form 10-Q Report by means of Amendment No. 1, on December 3, 1986 Form 8, File No. 1-4473 | 12/4/1986 |
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| 99.1(b)c | Pinnacle WestAPS | Amendment No. 2, dated as of March 17, 1993, to Participation Agreement, dated as of August 1, 1986, among PVGS Funding Corp., Inc., PVGS II Funding Corp., Inc., State Street Bank and Trust Company, as successor to The First National Bank of Boston, in its individual capacity and as Owner Trustee, Chemical Bank, in its individual capacity and as Indenture Trustee, APS, and the Equity Participant named therein | 28.4 to APS’s 1992 Form 10-K Report, File No. 1-4473 | 3/30/1993 |
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| 99.2c | Pinnacle WestAPS | Trust Indenture, Mortgage, Security Agreement and Assignment of Facility Lease, dated as of August 1, 1986, between State Street Bank and Trust Company, as successor to The First National Bank of Boston, as Owner Trustee, and Chemical Bank, as Indenture Trustee | 4.5 to APS’s Form 18 Registration Statement, File No. 33-9480 | 10/24/1986 |
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| 99.2(a)c | Pinnacle WestAPS | Supplemental Indenture No. 1, dated as of November 1, 1986 to Trust Indenture, Mortgage, Security Agreement and Assignment of Facility Lease, dated as of August 1, 1986, between State Street Bank and Trust Company, as successor to The First National Bank of Boston, as Owner Trustee, and Chemical Bank, as Indenture Trustee | 10.6 to APS’s September 30, 1986 Form 10-Q Report by means of Amendment No. 1 on December 3, 1986 Form 8, File No. 1-4473 | 12/4/1986 |
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| 99.2(b)c | Pinnacle WestAPS | Supplemental Indenture No. 2 to Trust Indenture, Mortgage, Security Agreement and Assignment of Facility Lease, dated as of August 1, 1986, between State Street Bank and Trust Company, as successor to The First National Bank of Boston, as Owner Trustee, and Chemical Bank, as Lease Indenture Trustee | 4.4 to APS’s 1992 Form 10-K Report, File No. 1-4473 | 3/30/1993 |
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| 99.3c | Pinnacle WestAPS | Assignment, Assumption and Further Agreement, dated as of August 1, 1986, between APS and State Street Bank and Trust Company, as successor to The First National Bank of Boston, as Owner Trustee | 28.3 to APS’s Form 18 Registration Statement, File No. 33-9480 | 10/24/1986 |
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| ExhibitNo. | Registrant(s) | Description | Previously Filed as Exhibit: a | Date Filed |
| 99.3(a)c | Pinnacle WestAPS | Amendment No. 1, dated as of November 1, 1986, to Assignment, Assumption and Further Agreement, dated as of August 1, 1986, between APS and State Street Bank and Trust Company, as successor to The First National Bank of Boston, as Owner Trustee | 10.10 to APS’s September 30, 1986 Form 10-Q Report by means of Amendment No. l on December 3, 1986 Form 8, File No. 1-4473 | 12/4/1986 |
| 99.3(b)c | Pinnacle WestAPS | Amendment No. 2, dated as of March 17, 1993, to Assignment, Assumption and Further Agreement, dated as of August 1, 1986, between APS and State Street Bank and Trust Company, as successor to The First National Bank of Boston, as Owner Trustee | 28.6 to APS’s 1992 Form 10-K Report, File No. 1-4473 | 3/30/1993 |
| 99.4 | Pinnacle WestAPS | Participation Agreement, dated as of December 15, 1986, among PVGS Funding Report Corp., Inc., State Street Bank and Trust Company, as successor to The First National Bank of Boston, in its individual capacity and as Owner Trustee, Chemical Bank, in its individual capacity and as Indenture Trustee under a Trust Indenture, APS, and the Owner Participant named therein | 28.2 to APS’s September 30, 1992 Form 10-Q Report, File No. 1-4473 | 11/9/1992 |
| 99.4(a) | Pinnacle WestAPS | Amendment No. 1, dated as of August 1, 1987, to Participation Agreement, dated as of December 15, 1986, among PVGS Funding Corp., Inc. as Funding Corporation, State Street Bank and Trust Company, as successor to The First National Bank of Boston, as Owner Trustee, Chemical Bank, as Indenture Trustee, APS, and the Owner Participant named therein | 28.20 to APS’s Form 18 Registration Statement No. 33-9480 by means of a November 6, 1986 Form 8-K Report, File No. 1-4473 | 8/10/1987 |
| 99.4(b) | Pinnacle WestAPS | Amendment No. 2, dated as of March 17, 1993, to Participation Agreement, dated as of December 15, 1986, among PVGS Funding Corp., Inc., PVGS II Funding Corp., Inc., State Street Bank and Trust Company, as successor to The First National Bank of Boston, in its individual capacity and as Owner Trustee, Chemical Bank, in its individual capacity and as Indenture Trustee, APS, and the Owner Participant named therein | 28.5 to APS’s 1992 Form 10-K Report, File No. 1-4473 | 3/30/1993 |
| 99.5 | Pinnacle WestAPS | Trust Indenture, Mortgage Security Agreement and Assignment of Facility Lease, dated as of December 15, 1986, between State Street Bank and Trust Company, as successor to The First National Bank of Boston, as Owner Trustee, and Chemical Bank, as Indenture Trustee | 10.2 to APS’s November 18, 1986 Form 10-K Report, File No. 1-4473 | 1/20/1987 |
| ExhibitNo. | Registrant(s) | Description | Previously Filed as Exhibit: a | Date Filed |
| 99.5(a) | Pinnacle WestAPS | Supplemental Indenture No. 1, dated as of August 1, 1987, to Trust Indenture, Mortgage, Security Agreement and Assignment of Facility Lease, dated as of December 15, 1986, between State Street Bank and Trust Company, as successor to The First National Bank of Boston, as Owner Trustee, and Chemical Bank, as Indenture Trustee | 4.13 to APS’s Form 18 Registration Statement No. 33-9480 by means of August 1, 1987 Form 8-K Report, File No. 1-4473 | 8/24/1987 |
| 99.5(b) | Pinnacle WestAPS | Supplemental Indenture No. 2 to Trust Indenture Mortgage, Security Agreement and Assignment of Facility Lease, dated as of December 15, 1986, between State Street Bank and Trust Company, as successor to The First National Bank of Boston, as Owner Trustee, and Chemical Bank, as Lease Indenture Trustee | 4.5 to APS’s 1992 Form 10-K Report, File No. 1-4473 | 3/30/1993 |
| 99.6 | Pinnacle WestAPS | Assignment, Assumption and Further Agreement, dated as of December 15, 1986, between APS and State Street Bank and Trust Company, as successor to The First National Bank of Boston, as Owner Trustee | 10.5 to APS’s November 18, 1986 Form 8-K Report, File No. 1-4473 | 1/20/1987 |
| 99.6(a) | Pinnacle WestAPS | Amendment No. 1, dated as of March 17, 1993, to Assignment, Assumption and Further Agreement, dated as of December 15, 1986, between APS and State Street Bank and Trust Company, as successor to The First National Bank of Boston, as Owner Trustee | 28.7 to APS’s 1992 Form 10-K Report, File No. 1-4473 | 3/30/1993 |
| 99.7c | Pinnacle WestAPS | Indemnity Agreement dated as of March 17, 1993 by APS | 28.3 to APS’s 1992 Form 10-K Report, File No. 1-4473 | 3/30/1993 |
| 99.8 | Pinnacle WestAPS | Extension Letter, dated as of August 13, 1987, from the signatories of the Participation Agreement to Chemical Bank | 28.20 to APS’s Form 18 Registration Statement No. 33-9480 by means of a November 6, 1986 Form 8-K Report, File No. 1-4473 | 8/10/1987 |
| 101.SCH | Pinnacle WestAPS | XBRL Taxonomy Extension Schema Document | |
| 101.CAL | Pinnacle WestAPS | XBRL Taxonomy Extension Calculation Linkbase Document | |
| 101.LAB | Pinnacle WestAPS | XBRL Taxonomy Extension Label Linkbase Document | |
| 101.PRE | Pinnacle WestAPS | XBRL Taxonomy Extension Presentation Linkbase Document | |
| 101.DEF | Pinnacle WestAPS | XBRL Taxonomy Definition Linkbase Document | |
| 104 | Pinnacle West APS | The Cover Page Interactive Data File (formatted as Inline iXBRL and contained in Exhibit 101) | |
a Reports filed under File No. 1-4473 and 1-8962 were filed in the office of the SEC located in Washington, D.C.
b Management contract or compensatory plan or arrangement to be filed as an exhibit pursuant to Item 15(b) of Form 10-K.
c An additional document, substantially identical in all material respects to this Exhibit, has been entered into, relating to an additional Equity Participant. Although such additional document may differ in other respects (such as dollar amounts, percentages, tax indemnity matters, and dates of execution), there are no material details in which such document differs from this Exhibit.
d Additional agreements, substantially identical in all material respects to this Exhibit have been entered into with additional persons. Although such additional documents may differ in other respects (such as dollar amounts and dates of execution), there are no material details in which such agreements differ from this Exhibit.
e Furnished herewith as an Exhibit.
