CLEVELAND-CLIFFS INC.
For the period ended Sep 30, 2026. Filed Oct 20, 2026.
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Sep 30, 2026 · Filed Oct 20, 2026
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Item 5. OTHER INFORMATION
Securities Trading Arrangements. On July 30, 2026, John Baldwin, a Director of the Company, adopted a new "Rule 10b5-1 trading arrangement" (as defined in Item 408 of Regulation S-K) that is intended to satisfy the affirmative defense of Rule 10b5-1(c) under the Exchange Act. This trading arrangement provides for the potential sale of up to 130,000 shares of the Company's common stock beginning on November 2, 2026, and is scheduled to terminate on November 2, 2027.
No other directors or officers (as defined in Rule 16a-1(f) promulgated under the Exchange Act) of the Company adopted orterminated a "Rule 10b5-1 trading arrangement" or a "non-Rule 10b5-1 trading arrangement" (as defined in Item 408 of Regulation S-K) during the quarter ended September 30, 2026.
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