VALLEY NATIONAL BANCORP
For the period ended Sep 30, 2026. Filed Nov 5, 2026.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Sep 30, 2026 · Filed Nov 5, 2026
VLY$14.30+1.6%Stored close · as of Nov 9, 2026
Extracted filing text, with the paragraph anchors used by the comparison.
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Item 6. Exhibits
| Item 6. | Exhibits |
|---|
| (3) · Articles of Incorporation and By-laws: | ||
|---|---|---|
| (3.1) | Restated Certificate of Incorporation of the Company, incorporated herein by reference to Exhibit 3.1 to the Company's Form 10-Q Quarterly Report filed on August 7, 2020. | |
| (3.2) | Certificate of Amendment to the Restated Certificate of Incorporation of the Company, incorporated herein by reference to Exhibit 3.1 to the Company’s Form 8-K Current Report filed on August 5, 2024. | |
| (3.3) | By-laws of the Company, as amended and restated, incorporated herein by reference to Exhibit 3.1 to the Company’s Form 8-K Current Report filed on October 24, 2018. | |
| (4) | Instruments Defining the Rights of Security Holders: | |
| (4.1) | Subordinated Indenture, dated May 14, 2026, by and between Valley National Bancorp and U.S. Bank Trust Company, National Association, incorporated herein by reference to Exhibit 4.1 to the Company’s Form 8-K Current Report filed on May 14, 2026. | |
| (4.2) | First Supplemental Indenture, dated May 14, 2026, by and between Valley National Bancorp and U.S. Bank Trust Company, National Association, incorporated herein by reference to Exhibit 4.2 to the Company’s Form 8-K Current Report filed on May 14, 2026. | |
| (4.3) | Form of Global Note for Valley National Bancorp’s 6.219% Fixed-to-Floating Rate Subordinated Notes due 2036 (included in Exhibit 4.2), incorporated herein by reference to Exhibit 4.3 to the Company’s Form 8-K Current Report filed on May 14, 2026. | |
| (10) | Material Contracts: | |
| (10.1) | Underwriting Agreement, dated May 11, 2026, by and among Valley National Bancorp, Valley National Bank, and Keefe, Bruyette & Woods, Inc. and Morgan Stanley & Co. LLC, as representatives of the Underwriters listed on Schedule A thereto, incorporated herein by reference to Exhibit 1.1 to the Company’s Form 8-K Current Report filed on May 14, 2026. | |
| (31.1) | Certification of Ira Robbins, Chairman of the Board, President and Chief Executive Officer of the Company, pursuant to Exchange Act Rule 13a-14(a).* | |
| (31.2) | Certification of Travis Lan, Senior Executive Vice President and Chief Financial Officer of the Company, pursuant to Exchange Act Rule 13a-14(a).* | |
| (32) | Certification pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, signed by Ira Robbins, Chairman of the Board, President and Chief Executive Officer of the Company, and Travis Lan, Senior Executive Vice President and Chief Financial Officer of the Company.** | |
| (101) | Interactive Data File (XBRL Instance Document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document) * | |
| (104) | Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101) * | |
| * | Filed herewith. |
|---|---|
| ** | Furnished herewith. |
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