LISATA THERAPEUTICS INC

There have been no material changes to the risk factors previously reported in our 2023 Form 10-K. See the risk factors set forth in our 2023 Annual Report on Form 10-K under the caption “Item 1A - Risk Factors.”

On July 24, 2024, we issued a warrant to purchase up to 75,000 shares (the “Consulting Warrant”) to Seton Services Ltd. in exchange for investor relations consulting services. The Consulting Warrant is exercisable beginning on the six month anniversary of issuance and expires on the fifth anniversary of issuance. The Consulting Warrant has an exercise price of $2.88 per share, subject to customary adjustments for stock dividends, stock splits, reclassifications and the like. The issuance was made pursuant to the exemption from registration contained in Section 4(a)(2) of the Securities Act as a transaction by an issuer not involving a public offering.

None.

Not applicable.

During the three and nine months ended September 30, 2024, no director or officer of the Company adopted, modified or terminated a “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1 trading arrangement,” as each term is defined in Item 408(a) of Regulation S-K.