FIRST BUSEY CORP NV
For the period ended Dec 31, 2024. Filed Feb 27, 2025.
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FY2024 · Filed Feb 27, 2025
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EXHIBIT INDEX
| Incorporated herein by reference | ||||||
|---|---|---|---|---|---|---|
| ExhibitNumber | Description of Exhibit | Filing Entity1(File No.) | Form | Exhibit | Filing Date | FiledHerewith |
| 2.1* | Agreement and Plan of Merger, dated August 26, 2024, by and among First Busey Corporation and CrossFirst Bankshares, Inc. | BUSE(000-15950) | 8-K | 2.1 | 08/27/2024 | |
| 3.1 | Amended and Restated Articles of Incorporation of First Busey Corporation, together with: (1) the Certificate of Amendment to Articles of Incorporation, dated July 31, 2007; (2) the Certificate of Amendment to Articles of Incorporation, dated December 3, 2009; (3) the Certificate of Amendment to Articles of Incorporation, dated May 21, 2010; and (4) the Certificate of Change Pursuant to Nevada Revised Statutes Section 78.209, dated September 8, 2015 | BUSE(000-15950) | 10-Q | 3.1 | 11/06/2015 | |
| 3.2 | Certificate of Amendment to Articles of Incorporation, dated May 22, 2020 | BUSE(333-238782) | S-8 | 4.2 | 05/29/2020 | |
| 3.3 | Second Amended and Restated By-Laws of First Busey Corporation | BUSE(000-15950) | 8-K | 3.1 | 12/07/2023 | |
| 4.1 | Certain instruments defining the rights of holders of long-term debt of Busey, none of which authorize a total amount of indebtedness in excess of 10% of the total assets of First Busey Corporation and its subsidiaries on a consolidated basis, have not been filed as exhibits. Busey hereby agrees to furnish a copy of any of these agreements to the SEC upon request. | |||||
| 4.2 | Description of the Company’s securities | X | ||||
| 10.1† | Employment Agreement by and between Main Street Trust, Inc., and Van A. Dukeman, dated December 26, 2001 | MSTI(000-30031) | 10-K | 10.2 | 03/29/2002 | |
First Busey Corporation(BUSE) | 2024 —184
| Incorporated herein by reference | |||||
|---|---|---|---|---|---|
| ExhibitNumber · Description of Exhibit · Filing Entity1(File No.) · Form · Exhibit · Filing Date · FiledHerewith | |||||
| 10.2† | Letter Agreement between Main Street Trust, Inc., and Van A. Dukeman, dated September 20, 2006 | MSTI(000-30031) | 8-K | 99.2 | 09/21/2006 |
| 10.3† | Van A. Dukeman Addendum to Employment Agreement | BUSE(000-15950) | 10-Q | 10.1 | 05/13/2010 |
| 10.4† | Van A. Dukeman First Amendment to Employment Agreement, dated December 31, 2008 | BUSE(000-15950) | 10-Q | 10.1 | 05/08/2012 |
| 10.5† | First Busey Corporation 2010 Equity Incentive Plan, as amended | BUSE(000-15950) | DEF 14A | Appendix C | 04/17/2015 |
| 10.6† | First Community Financial Partners, Inc. 2016 Equity Incentive Plan | FCFP(333-211811) | S-8 | 4.4 | 06/03/2016 |
| 10.7† | First Amendment of the First Community Financial Partners, Inc. 2016 Equity Incentive Plan | BUSE(000-15950) | 10-K | 10.38 | 02/28/2018 |
| 10.8† | Form of Incentive Stock Option Award Agreement under the First Community Financial Partners, Inc. 2016 Equity Incentive Plan | FCFP(333-211811) | S-8 | 4.8 | 06/03/2016 |
| 10.9† | Form of Director Deferred Stock Unit Award Agreement under the First Busey Corporation 2010 Equity Incentive Plan, as amended | BUSE(000-15950) | 10-Q | 10.1 | 08/07/2018 |
| 10.10† | Jeffrey D. Jones Employment Agreement, dated July 26, 2019 | BUSE(000-15950) | 8-K | 10.1 | 07/26/2019 |
| 10.11† | Amy L. Randolph Employment Agreement, dated December 5, 2019 | BUSE(000-15950) | 8-K | 10.2 | 12/10/2019 |
| 10.12† | John J. Powers Employment Agreement, dated December 5, 2019 | BUSE(000-15950) | 8-K | 10.3 | 12/10/2019 |
First Busey Corporation(BUSE) | 2024 —185
| Incorporated herein by reference | |||||
|---|---|---|---|---|---|
| ExhibitNumber · Description of Exhibit · Filing Entity1(File No.) · Form · Exhibit · Filing Date · FiledHerewith | |||||
| 10.13† | Jeffrey D. Jones Amendment to Employment Agreement, dated December 5, 2019 | BUSE(000-15950) | 8-K | 10.4 | 12/10/2019 |
| 10.14† | First Busey Corporation Amended 2020 Equity Incentive Plan | BUSE(000-15950) | DEF 14A | Appendix A | 04/14/2023 |
| 10.15† | Form of Restricted Stock Unit Award Agreement under the First Busey Corporation 2020 Equity Incentive Plan | BUSE(000-15950) | S-8 | 4.5 | 05/29/2020 |
| 10.16† | Form of Performance-Based Restricted Stock Unit Award Agreement under the First Busey Corporation 2020 Equity Incentive Plan | BUSE(000-15950) | 8-K | 10.1 | 07/09/2020 |
| 10.17† | Form of Director Deferred Stock Unit Award Agreement under the First Busey Corporation 2020 Equity Incentive Plan | BUSE(000-15950) | 10-Q | 10.1 | 08/06/2020 |
| 10.18† | First Busey Corporation 2021 Employee Stock Purchase Plan | BUSE(0-15950) | DEF 14A | Appendix A | 04/08/2021 |
| 10.19 | Second Amended and Restated Credit Agreement, dated as of May 28, 2021, by and between First Busey Corporation and U.S. Bank National Association | BUSE(000-15950) | 8-K | 10.34 | 06/02/2021 |
| 10.20† | First Busey Profit Sharing Plan and Trust (as amended and restated January 1, 2022) | BUSE(000-15950) | 10-K | 10.30 | 02/23/2023 |
| 10.21† | Letter Agreement, dated August 26, 2024, by and between First Busey Corporation and Van A. Dukeman | BUSE(000-15950) | 8-K | 2.1 | 08/27/2024 |
| 10.22† | Separation Agreement between First Busey Corporation and Jeffrey D. Jones, dated February 18, 2025 | BUSE(000-15950) | 8-K | 10.1 | 02/21/2025 |
First Busey Corporation(BUSE) | 2024 —186
| Incorporated herein by reference | |||||
|---|---|---|---|---|---|
| ExhibitNumber · Description of Exhibit · Filing Entity1(File No.) · Form · Exhibit · Filing Date · FiledHerewith | |||||
| 10.23† · Amendment to the First Busey Corporation Profit Sharing Plan and Trust, effective September 27, 2024 · X | |||||
| 10.24† · First Busey Corporation 2021 Employee Stock Purchase Plan First Amendment · X | |||||
| 19.1 · First Busey Corporation Insider Trading Policy · X | |||||
| 21.1 · List of Subsidiaries of First Busey Corporation · X | |||||
| 23.1 · Consent of Independent Registered Public Accounting Firm, RSM US LLP · X | |||||
| 31.1 · Certification of Principal Executive Officer, pursuant to Rule 13a-14(a) and Rule 15d-14(a) · X | |||||
| 31.2 · Certification of Principal Financial Officer, pursuant to Rule 13a-14(a) and Rule 15d-14(a) · X | |||||
| 32.1 · Certification pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, from First Busey’s Chief Executive Officer · X | |||||
| 32.2 · Certification pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, from First Busey’s Chief Financial Officer · X | |||||
| 97.1 | First Busey Corporation Clawback Policy | BUSE(000-15950) | 10-K | 97.1 | 02/23/2024 |
| 99.1 | Letter Agreement, dated August 26, 2024, by and between First Busey Corporation and Michael J. Maddox | BUSE(000-15950) | 8-K | 2.1 | 08/27/2024 |
First Busey Corporation(BUSE) | 2024 —187
| Incorporated herein by reference | ||||||
| ExhibitNumber | Description of Exhibit | Filing Entity1(File No.) | Form | Exhibit | Filing Date | FiledHerewith |
| 101.INS | iXBRL Instance Document | |||||
| 101.SCH | iXBRL Taxonomy Extension Schema | |||||
| 101.CAL | iXBRL Taxonomy Extension Calculation Linkbase | |||||
| 101.LAB | iXBRL Taxonomy Extension Label Linkbase | |||||
| 101.PRE | iXBRL Taxonomy Extension Presentation Linkbase | |||||
| 101.DEF | iXBRL Taxonomy Extension Definition Linkbase | |||||
| 104 | Cover Page Interactive Data File (formatted as inline XBRL with applicable taxonomy extension information contained in Exhibits 101) | |||||
- BUSE is First Busey Corporation. MSTI is Main Street Trust, Inc. FCFP is First Community Financial Partners, Inc.
*Schedules have been omitted pursuant to Item 601(a)(5) of Regulation S-K. A copy of any omitted schedule will be furnished to the SEC upon request; provided, however, that the parties may request confidential treatment pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended, for any document so furnished.
†Management contract or compensatory plan.
First Busey Corporation(BUSE) | 2024 —188
The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.