FIRST BUSEY CORP NV

For the period ended Dec 31, 2023. Filed Feb 23, 2024.

About this filing

A company's yearly report to the SEC, with audited financial statements. It is the fullest account a company gives of its business, its finances and the risks it sees.

FY2023 · Filed Feb 23, 2024

BUSE$28.63-0.1%Stored close · as of Nov 6, 2026

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Contents

EXHIBIT INDEX

Incorporated herein by reference
ExhibitNumber	Description of Exhibit	Filing Entity1(File No.)	Form	Exhibit	Filing Date	FiledHerewith
3.1	Amended and Restated Articles of Incorporation of First Busey Corporation, together with: (1) the Certificate of Amendment to Articles of Incorporation, dated July 31, 2007; (2) the Certificate of Amendment to Articles of Incorporation, dated December 3, 2009; (3) the Certificate of Amendment to Articles of Incorporation, dated May 21, 2010; and (4) the Certificate of Change Pursuant to Nevada Revised Statutes Section 78.209, dated September 8, 2015	BUSE(0-15950)	10-Q	3.1	11/06/2015
3.2	Certificate of Amendment to Articles of Incorporation, dated May 22, 2020	BUSE(333-238782)	S-8	4.2	05/29/2020
3.3	Second Amended and Restated By-Laws of First Busey Corporation	BUSE(0-15950)	8-K	3.1	12/07/2023
4.1	Certain instruments defining the rights of holders of long-term debt of First Busey, none of which authorize a total amount of indebtedness in excess of 10% of the total assets of the First Busey and its subsidiaries on a consolidated basis, have not been filed as exhibits. First Busey hereby agrees to furnish a copy of any of these agreements to the SEC upon request.
4.2	Description of the Company’s securities					X
10.1†	Employment Agreement by and between Main Street Trust, Inc., and Van A. Dukeman, dated December 26, 2001	MSTI(000-30031)	10-K	10.2	03/29/2002
10.2†	Letter Agreement between Main Street Trust, Inc., and Van A. Dukeman, dated September 20, 2006	MSTI(000-30031)	8-K	99.2	09/21/2006
10.3†	Van A. Dukeman Addendum to Employment Agreement	BUSE(0-15950)	10-Q	10.1	05/13/2010

First Busey Corporation | 2023 — 183

	Incorporated herein by reference
ExhibitNumber · Description of Exhibit · Filing Entity1(File No.) · Form · Exhibit · Filing Date · FiledHerewith
10.4†	Van A. Dukeman First Amendment to Employment Agreement, dated December 31, 2008	BUSE(0-15950)	10-Q	10.1	05/08/2012
10.5†	First Busey Corporation 2010 Equity Incentive Plan, as amended	BUSE(0-15950)	DEF 14A	Appendix C	04/17/2015
10.6†	Form of Restricted Stock Unit Award Agreement under the First Busey Corporation 2010 Equity Incentive Plan, as amended	BUSE(0-15950)	10-K	10.27	02/28/2018
10.7†	First Community Financial Partners, Inc. Amended and Restated 2008 Equity Incentive Plan	FCFP(333-185041)	S-4	10.11	11/19/2012
10.8†	First Amendment of the First Community Financial Partners, Inc. Amended and Restated 2008 Equity Incentive Plan	FCFP(333-185041)	S-4	10.12	11/19/2012
10.9†	Second Amendment of the First Community Financial Partners, Inc. Amended and Restated 2008 Equity Incentive Plan	FCFP(001-37505)	10-K	10.8	03/14/2016
10.10†	Third Amendment of the First Community Financial Partners, Inc. Amended and Restated 2008 Equity Incentive Plan	BUSE(0-15950)	10-K	10.36	02/28/2018
10.11†	First Community Financial Partners, Inc. 2016 Equity Incentive Plan	FCFP(333-211811)	S-8	4.4	06/03/2016
10.12†	First Amendment of the First Community Financial Partners, Inc. 2016 Equity Incentive Plan	BUSE(0-15950)	10-K	10.38	02/28/2018
10.13†	Form of Nonqualified Stock Option Award Agreement under the First Community Financial Partners, Inc. 2016 Equity Incentive Plan	FCFP(333-211811)	S-8	4.7	06/03/2016

First Busey Corporation | 2023 — 184

	Incorporated herein by reference
ExhibitNumber · Description of Exhibit · Filing Entity1(File No.) · Form · Exhibit · Filing Date · FiledHerewith
10.14†	Form of Incentive Stock Option Award Agreement under the First Community Financial Partners, Inc. 2016 Equity Incentive Plan	FCFP(333-211811)	S-8	4.8	06/03/2016
10.15†	Form of Restricted Stock Unit Award Agreement under the First Community Financial Partners, Inc. 2016 Equity Incentive Plan	BUSE(0-15950)	10-K	10.41	02/28/2018
10.16†	Form of Director Deferred Stock Unit Award Agreement under the First Busey Corporation 2010 Equity Incentive Plan, as amended	BUSE(0-15950)	10-Q	10.1	08/07/2018
10.17†	Form of Director Deferred Stock Unit Award Agreement under the First Community Financial Partners, Inc. 2016 Equity Incentive Plan	BUSE(0-15950)	10-Q	10.2	08/07/2018
10.18†	Jeffrey D. Jones Employment Agreement, dated July 26, 2019	BUSE(0-15950)	8-K	10.1	07/26/2019
10.19†	Robin N. Elliott Employment Agreement, dated December 5, 2019	BUSE(0-15950)	8-K	10.1	12/10/2019
10.20†	Amy L. Randolph Employment Agreement, dated December 5, 2019	BUSE(0-15950)	8-K	10.2	12/10/2019
10.21†	John J. Powers Employment Agreement, dated December 5, 2019	BUSE(0-15950)	8-K	10.3	12/10/2019
10.22†	Jeffrey D. Jones Amendment to Employment Agreement, dated December 5, 2019	BUSE(0-15950)	8-K	10.4	12/10/2019
10.23†	First Busey Corporation Amended 2020 Equity Incentive Plan	BUSE(0-15950)	DEF 14A	Appendix A	04/14/2023

First Busey Corporation | 2023 — 185

Incorporated herein by reference
ExhibitNumber	Description of Exhibit	Filing Entity1(File No.)	Form	Exhibit	Filing Date	FiledHerewith
10.24†	Form of Restricted Stock Unit Award Agreement under the First Busey Corporation 2020 Equity Incentive Plan	BUSE(0-15950)	S-8	4.5	05/29/2020
10.25†	Form of Performance-Based Restricted Stock Unit Award Agreement under the First Busey Corporation 2020 Equity Incentive Plan	BUSE(0-15950)	8-K	10.1	07/09/2020
10.26†	Form of Director Deferred Stock Unit Award Agreement under the First Busey Corporation 2020 Equity Incentive Plan	BUSE(0-15950)	10-Q	10.1	08/06/2020
10.27†	First Busey Corporation 2021 Employee Stock Purchase Plan	BUSE(0-15950)	DEF 14A	Appendix A	04/08/2021
10.28†	Gregory B. Lykins Letter of Understanding, dated April 1, 2021	BUSE(0-15950)	10-Q	10.33	05/06/2021
10.29	Second Amended and Restated Credit Agreement, dated as of May 28, 2021, by and between First Busey Corporation and U.S. Bank National Association	BUSE(0-15950)	8-K	10.34	06/02/2021
10.30†	First Busey Profit Sharing Plan and Trust (as amended and restated January 1, 2022)	BUSE(0-15950)	10-K	10.30	02/23/2023
10.31†	Separation Letter, dated as of October 20, 2023 between First Busey Corporation, Busey Bank, and Robin N. Elliott	BUSE(0-15950)	8-K	10.1	10/24/2023
21.1	List of Subsidiaries of First Busey Corporation					X
23.1	Consent of Independent Registered Public Accounting Firm, RSM US LLP					X
31.1	Certification of Principal Executive Officer, pursuant to Rule 13a-14(a) and Rule 15d-14(a)					X

First Busey Corporation | 2023 — 186

		Incorporated herein by reference
ExhibitNumber	Description of Exhibit	Filing Entity1(File No.)	Form	Exhibit	Filing Date	FiledHerewith
31.2	Certification of Principal Financial Officer, pursuant to Rule 13a-14(a) and Rule 15d-14(a)					X
32.1	Certification pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, from First Busey’s Chief Executive Officer					X
32.2	Certification pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, from First Busey’s Chief Financial Officer					X
97.1	First Busey Corporation Clawback Policy					X
101.INS	iXBRL Instance Document
101.SCH	iXBRL Taxonomy Extension Schema
101.CAL	iXBRL Taxonomy Extension Calculation Linkbase
101.LAB	iXBRL Taxonomy Extension Label Linkbase
101.PRE	iXBRL Taxonomy Extension Presentation Linkbase
101.DEF	iXBRL Taxonomy Extension Definition Linkbase
104	Cover Page Interactive Data File (formatted as inline XBRL with applicable taxonomy extension information contained in Exhibits 101)

BUSE is First Busey Corporation. MSTI is Main Street Trust, Inc. FCFP is First Community Financial Partners, Inc.

†Management contract or compensatory plan.

First Busey Corporation | 2023 — 187

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