L3HARRIS TECHNOLOGIES, INC. /DE/
For the period ended Apr 3, 2026. Filed Apr 30, 2026.
View on SEC.govAbout this filing
A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Apr 3, 2026 · Filed Apr 30, 2026
Extracted filing text, with the paragraph anchors used by the comparison.
See the whole filing, with its images and exhibitsContents
ITEM 5. Other Information
| ITEM 5. | OTHER INFORMATION. |
|---|
Securities Trading Plans of Directors and Executive Officers
We require all executive officers and directors to effect purchase and sale transactions in L3Harris securities pursuant to a trading plan (each, a “10b5-1 Plan”) intended to satisfy the requirements of Rule 10b5-1 under the Exchange Act (“Rule 10b5-1”). We limit executive officers to a single 10b5-1 Plan in effect at any time, subject to limited exceptions in accordance with Rule 10b5-1.
The following table includes the material terms (other than with respect to the price) of each 10b5-1 Plan adopted orterminated by our executive officers and directors during first quarter 2026:
| Name and title | Date of adoption of 10b5-1 Plan(1) | Scheduled expiration date of 10b5-1 Plan(2) | Aggregate number of shares of common stock to be purchased or sold(3) |
|---|---|---|---|
| Christopher Kubasik Chairman and CEO | February 4, 2026 | October 30, 2026 | Up to 189,501 shares including 129,501 shares of underlying options expiring in 2029 |
| Samir Mehta President, SMS and CSD | March 13, 2026 | December 8, 2026 | Up to 47,374 shares including 39,721 shares of underlying options expiring by 2035 |
(1) Transactions under each Rule 10b5-1 Plan commence no earlier than 90 days after adoption, or such later date as required by Rule 10b5-1.
(2) Each Rule 10b5-1 Plan may expire on such earlier date as all transactions are completed.
(3) Each Rule 10b5-1 Plan provides for shares to be sold on multiple predetermined dates.
The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.