L3HARRIS TECHNOLOGIES INC DE
For the period ended Jan 3, 2025. Filed Feb 14, 2025.
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FY2025 · Filed Feb 14, 2025
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ITEM 9B. Other Information
| ITEM 9B. | OTHER INFORMATION. |
|---|
Securities Trading Plans of Directors and Executive Officers
We require all executive officers and directors to effect purchase and sale transactions in L3Harris securities
pursuant to a trading plan (each, a “10b5-1 Plan”) intended to satisfy the requirements of Rule 10b5-1 under the
Exchange Act (“Rule 10b5-1”). We limit executive officers to a single 10b5-1 Plan in effect at any time, subject to
limited exceptions in accordance with Rule 10b5-1.
The following table includes the material terms (other than with respect to the price) of each 10b5-1 Plan
adopted orterminated by our executive officers and directors during the quarter ended January 3, 2025:
| Name and title | Date of adoption of 10b5-1 Plan(1) | Scheduled expiration date of 10b5-1 Plan(2) | Aggregate number of shares of common stock to be purchased or sold(3) |
|---|---|---|---|
| Christopher E. Kubasik Chair and CEO | November 26, 2024 | March 25, 2025 | Up to 112,138 shares underlying options expiring in 2027 |
| Jonathan P. Rambeau President, IMS | December 3, 2024 | March 14, 2025 | Up to 3,178 shares |
| Edward J. Zoiss President, SAS | December 6, 2024 | June 6, 2025 | Up to 20,579 shares including 9,012 shares of underlying options expiring in 2028 |
(1) Transactions under each Rule 10b5-1 Plan commence no earlier than 90 days after adoption, or such later date as required by Rule 10b5-1.
(2) Each Rule 10b5-1 Plan may expire on such earlier date as all transactions are completed.
(3) Each Rule 10b5-1 Plan provides for shares to be sold on multiple predetermined dates.
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