L3HARRIS TECHNOLOGIES INC DE
For the period ended Sep 27, 2024. Filed Oct 25, 2024.
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Sep 27, 2024 · Filed Oct 25, 2024
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ITEM 5. Other Information
| ITEM 5. | OTHER INFORMATION. |
|---|
Securities Trading Plans of Directors and Executive Officers
We require all executive officers and directors to effect purchase and sale transactions in L3Harris securities pursuant to a trading plan (each, a “10b5-1 Plan”) intended to satisfy the requirements of Rule 10b5-1 under the Exchange Act (“Rule 10b5-1”). We limit executive officers to a single 10b5-1 Plan in effect at any time, subject to limited exceptions in accordance with Rule 10b5-1.
The following table includes the material terms (other than with respect to the price) of each 10b5-1 Plan adopted orterminated by our executive officers and directors during the quarter ended September 27, 2024:
| Name and title | Date of adoption of 10b5-1 Plan(1) | Scheduled expiration date of 10b5-1 Plan(2) | Aggregate number of shares of common stock to be purchased or sold(3) |
|---|---|---|---|
| Christopher E. Kubasik Chair and CEO | July 29, 2024 | December 30, 2024 | Up to 56,624 shares underlying options expiring in 2027 |
| Ross Niebergall President, AR | September 12, 2024 | January 31, 2025 | Up to 14,517 shares, including 3,250 shares underlying options expiring in 2027 |
(1) Transactions under each Rule 10b5-1 Plan commence no earlier than 90 days after adoption, or such later date as required by Rule 10b5-1.
(2) Each Rule 10b5-1 Plan may expire on such earlier date as all transactions are completed.
(3) Each Rule 10b5-1 Plan provides for shares to be sold on multiple predetermined dates.
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