UNIVERSAL ELECTRONICS INC
For the period ended Sep 30, 2026. Filed Nov 5, 2026.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Sep 30, 2026 · Filed Nov 5, 2026
UEIC$5.90+6.9%Stored close · as of Nov 9, 2026
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Item 6. Exhibits
EXHIBIT INDEX
| 3.1 | Restated Certificate of Incorporation, as amended through May 19, 2026 (incorporated by reference to Exhibit 3.1 to the Company's Current Report on Form 8-K filed on May 21, 2026). |
| 3.2 | Amended and Restated By-laws (incorporated by reference to Exhibit 3.4 to the Company’s Annual Report on Form 10-K for the year ended December 31, 2017 filed on March 13, 2018). |
| 10.1# | Form of Performance-Based Stock Unit Award Agreement under the Amended and Restated 2018 Equity and Incentive Compensation Plan (filed herewith). |
| 10.2# | Form of Restricted Stock Unit Award Agreement under the Amended and Restated 2018 Equity and Incentive Compensation Plan (filed herewith). |
| 10.3# | Form of Restricted Stock Unit Award Agreement under the Amended and Restated 2018 Equity and Incentive Compensation Plan (for directors) (filed herewith). |
| 10.4 | English Translation of Line of Credit Agreement signed July 15, 2026 (incorporated by reference to Exhibit 10.1 to the Company's Current Report on Form 8-K filed on July 20, 2026). |
| 10.5 | English Translation of Working Capital Loan Contract signed July 15, 2026 (incorporated by reference to Exhibit 10.4 to the Company's Current Report on Form 8-K filed on July 20, 2026). |
| 10.6* | Third Amended and Restated Credit Agreement, dated August 21, 2026 (incorporated by reference to Exhibit 10.1 to the Company's Current Report on Form 8-K filed on August 26, 2026). |
| 31.1 | Rule 13a-14(a) Certifications of the Chief Executive Officer (filed herewith) |
| 31.2 | Rule 13a-14(a) Certifications of the Chief Financial Officer (principal financial officer and principal accounting officer) (filed herewith) |
| 32.1** | Section 1350 Certifications of the Chief Executive Officer (furnished herewith) |
| 32.2** | Section 1350 Certifications of the Chief Financial Officer (principal financial officer and principal accounting officer) (furnished herewith) |
| 101.INS | Inline XBRL Instance Document |
| 101.SCH | Inline XBRL Taxonomy Extension Schema Document |
| 101.CAL | Inline XBRL Taxonomy Extension Calculation Linkbase Document |
| 101.DEF | Inline XBRL Taxonomy Extension Definition Linkbase Document |
| 101.LAB | Inline XBRL Taxonomy Extension Label Linkbase Document |
| 101.PRE | Inline XBRL Taxonomy Extension Presentation Linkbase Document |
| 104 | Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101) |
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