Jefferies Financial Group Inc
For the period ended Nov 30, 2023. Filed Jan 26, 2024.
View on SEC.govAbout this filing
A company's yearly report to the SEC, with audited financial statements. It is the fullest account a company gives of its business, its finances and the risks it sees.
FY2023 · Filed Jan 26, 2024
JEF$47.38-2.5%Stored close · as of Nov 6, 2026
Extracted filing text, with the paragraph anchors used by the comparison.
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Table of Contents
INDEX TO ANNUAL REPORT ON FORM 10-K
November 30, 2023
| PART I. | |
|---|---|
| Page | |
| Item 1. Business | 3 |
| Item 1A. Risk Factors | 11 |
| Item 1B. Unresolved Staff Comments | 20 |
| Item 2. Properties | 20 |
| Item 3. Legal Proceedings | 21 |
| Item 4. Mine Safety Disclosures | 21 |
| PART II. FINANCIAL INFORMATION | |
| Item 5. Market for Registrant’s Common Equity, Related Stockholder Matters and Issuer Purchases Equity Securities | 22 |
| Item 6. [Reserved] | 23 |
| Item 7. Management’s Discussion and Analysis of Financial Condition and Results of Operations | 24 |
| Consolidated Results of Operations | 25 |
| Executive Summary | 25 |
| Revenues by Source | 26 |
| Non-interest Expenses | 32 |
| Accounting Developments | 33 |
| Critical Accounting Estimates | 34 |
| Liquidity, Financial Condition and Capital Resources | 36 |
| Risk Management | 49 |
| Item 7A. Quantitative and Qualitative Disclosures About Market Risk | 60 |
| Item 8. Financial Statements and Supplementary Data | 61 |
| Index to Consolidated Financial Statements | 61 |
| Management’s Report on Internal Control Over Financial Reporting | 62 |
| Reports of Independent Registered Public Accounting Firm | 63 |
| Consolidated Statements of Financial Condition | 66 |
| Consolidated Statements of Earnings | 67 |
| Consolidated Statements of Comprehensive Income | 68 |
| Consolidated Statements of Changes in Equity | 69 |
| Consolidated Statements of Cash Flows | 70 |
| Notes to Consolidated Financial Statements | 73 |
| Item 9. Changes in and Disagreements with Accountants on Accounting and Financial Disclosure | 156 |
| Item 9A. Controls and Procedures | 156 |
| Item 9B. Other Information | 156 |
| Item 9C. Disclosure Regarding Foreign Jurisdictions that Prevent Inspections. | 156 |
| PART III. OTHER INFORMATION | |
|---|---|
| Item 10. Directors, Executive Officers and Corporate Governance | 156 |
| Item 11. Executive Compensation | 156 |
| Item 12. Security Ownership of Certain Beneficial Owners and Management and Related Stockholder Matters | 157 |
| Item 13. Certain Relationships and Related Transactions, and Director Independence | 157 |
| Item 14. Principal Accountant Fees and Services | 157 |
| PART IV. EXHIBITS AND SIGNATURES | |
| Item 15. Exhibits and Financial Statement Schedules | 157 |
| Signatures | 160 |
The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.