LEVI STRAUSS & CO
For the period ended Feb 25, 2024. Filed Apr 3, 2024.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Feb 25, 2024 · Filed Apr 3, 2024
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Item 5. Other Information
| Item 5. | OTHER INFORMATION |
|---|
During the three months ended February 25, 2024, none of our directors or officers (as defined in Rule 16a-1(f) under the Securities Exchange Actadopted orterminated a “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1 trading arrangement,” as those terms are defined in Item 408 of Regulation S-K, except as described in the table below:
| Name and Title | Action | Applicable Date | Duration of Trading Arrangements | Rule 10b5-1 Trading Arrangement? (Y/N)* | Aggregate Number of Securities Subject to Trading Arrangement |
|---|---|---|---|---|---|
| David FriedmanDirector(1) | Adopt | January 29, 2024 | January 29, 2024 - April 29, 2025 | Y | Up to 200,000 shares of Class A Common Stock |
| Harmit SinghChief Financial and Growth Officer | Adopt | February 6, 2024 | February 6, 2024 - January 25, 2025 | Y | Up to 629,000 shares of Class A Common Stock |
- Denotes whether the trading plan is intended, when adopted, to satisfy the affirmative defense of Rule 10b5-1(c).
(1)Consists of 200,000 shares controlled by Mr. Friedman through a revocable trust. The Rule 10b5-1 Trading Arrangement adopted by Mr. Friedman also includes 200,000 shares in certain accounts for which Mr. Friedman is a trustee, but for which Mr. Friedman disclaims beneficial ownership.
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