SEMTECH CORP
For the period ended Jul 26, 2026. Filed Aug 26, 2026.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Jul 26, 2026 · Filed Aug 26, 2026
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ITEM 5. Other Information
Insider Trading Arrangements
Securities Trading Arrangements of Directors and Executive Officers
The following table sets forth certain information regarding any "Rule 10b5-1 trading arrangements" (a "trading plan") or "non-Rule 10b5-1 trading arrangements," each as defined in Item 408 of Regulation S-K, adopted orterminated by the Company's directors and executive officers during the fiscal quarter ended July 26, 2026. In addition, the table includes the disclosure of a Rule 10b5-1 Plan adopted by Asaf Silberstein, our EVP and Chief Operating Officer, on April 8, 2026, which was inadvertently omitted from our Quarterly Report on Form 10-Q for the quarter ended April 26, 2026. All of these trading plans were adopted during the Company's quarterly open trading window in accordance with the Company's Stock Trading Guidelines for Semtech Stock for All Directors, Officers and Employees.
| Date of Action · Trading Arrangements | |||||
|---|---|---|---|---|---|
| Name and Title | Action | Rule 10b5-1(a) | Non-Rule 10b5-1(b) | Total Shares to be Purchased or Sold (c) | Duration (d) |
| Asaf Silberstein | Adopt | 4/8/2026 | X | 16,500 | July 8, 2026 through April 30, 2027 |
| EVP and Chief Operating Officer | |||||
| Julie G. Ruehl | Adopt | 5/29/2026 | X | 1,500 | September 3, 2026 through June 4, 2027 |
| Director | |||||
| Mark Lin | Adopt | 6/29/2026 | X | 25,207 | December 11, 2026 through September 13, 2027 |
| EVP and Chief Financial Officer | |||||
| Paula LuPriore | Adopt | 7/10/2026 | X | 2,500 | October 10, 2026 through July 10, 2027 |
| Director | |||||
(a) Intended to satisfy the affirmative defense of Rule 10b5-1(c) promulgated under the Exchange Act.
(b) Not intended to satisfy the affirmative defense of 10b5-1(c) promulgated under the Exchange Act.
(c) The numbers in this column represent the maximum number of shares of our common stock that may be sold pursuant to each trading plan.
(d) Transactions under the trading plan may occur during the specified plan duration period and will expire the earlier of the end of the specified plan duration period or the completion of all sales under such trading plan.
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