SEMTECH CORP
For the period ended Jan 25, 2026. Filed Mar 23, 2026.
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FY2026 · Filed Mar 23, 2026
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Item 9B. Other Information
Insider Trading Arrangements
Securities Trading Arrangements of Directors and Executive Officers
The following table sets forth certain information regarding any "Rule 10b5-1 trading arrangements" (a "trading plan") or "non-Rule 10b5-1 trading arrangements," each as defined in Item 408 of Regulation S-K, adopted orterminated by the Company's directors and executive officers during the fiscal quarter ended January 25, 2026. All of these trading plans were adopted during the Company's quarterly open trading window in accordance with the Company's Stock Trading Guidelines for Semtech Stock for All Directors, Officers and Employees.
| Date of Action · Trading Arrangements | |||||
|---|---|---|---|---|---|
| Name and Title | Action | Rule 10b5-1(a) | Non-Rule 10b5-1(b) | Total Shares to be Purchased or Sold (c) | Duration (d) |
| Hong Q. Hou | Adopt | 12/17/2025 | X | 30,000 | April 10, 2026 through June 4, 2027 |
| President and Chief Executive Officer | |||||
(a) Intended to satisfy the affirmative defense of Rule 10b5-1(c) promulgated under the Exchange Act.
(b) Not intended to satisfy the affirmative defense of 10b5-1(c) promulgated under the Exchange Act.
(c) The numbers in this column represent the maximum number of shares of our common stock that may be sold pursuant to each trading plan.
(d) Transactions under the trading plan may occur during the specified plan duration period and will expire upon the earlier of the end of the specified plan duration period or the completion of all sales under such trading plan.
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