KINGSTONE COMPANIES, INC.
For the period ended Dec 31, 2024. Filed Mar 18, 2025.
View on SEC.govAbout this filing
A company's yearly report to the SEC, with audited financial statements. It is the fullest account a company gives of its business, its finances and the risks it sees.
FY2024 · Filed Mar 18, 2025
KINS$22.74+3.8%Stored close · as of Nov 10, 2026
Extracted filing text, with the paragraph anchors used by the comparison.
See the whole filing, with its images and exhibitsContents
Item 15. Exhibits and Financial Statement Schedules
| ExhibitNumber | Description of Exhibit |
| 3(a) | Restated Certificate of Incorporation, as amended (incorporated by reference to Exhibit 3(a) to the Company’s Quarterly Report on Form 10-Q for the period ended March 31, 2014, filed on May 15, 2014). |
| 3(b) | By-laws, as amended (incorporated by reference to Exhibit 3.1 to the Company’s Current Report on Form 8-K filed on November 9, 2009). |
| 4(a) | Note Exchange Agreement, dated as of August 30, 2024, between Kingstone Companies, Inc. and the several holders of Existing Notes party thereto (incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K filed on September 3, 2024). |
| 4(b) | Form of 13.75% Note due 2026 issued by the Company representing $14,950,000 aggregate principal amount of notes (incorporated by reference to Exhibit 10.2 to the Company’s Current Report on Form 8-K filed on September 3, 2024 (included as Exhibit 1 to the Note Exchange Agreement filed as Exhibit 10.1 thereto)). |
| 4(c) | Form of Warrant Certificate issued by the Company for the purchase of an aggregate of 969,525 shares of common stock (incorporated by reference to Exhibit 10.3 to the Company’s Current Report on Form 8-K filed on December 12, 2022 (included as Exhibit 2 to the Note and Warrant Exchange Agreement filed as Exhibit 10.1 thereto)). |
| 4(d) | Description of Securities Registered Under Section 12 of the Securities Exchange Act of 1934.* |
| 10(a) | Amended and Restated 2014 Equity Participation Plan (incorporated by reference to Exhibit 10(a) to the Company's Annual Report on Form 10-K for the year ended December 31, 2023, filed on April 1, 2024). |
| 10(b) | 2024 Equity Participation Plan.* |
| 10(h) | Third Amended and Restated Employment Agreement, dated as of April 15, 2024, by and between Kingstone Companies, Inc. and Meryl S. Golden (incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K filed on April 17, 2024). |
| 10(i) | Sales Agreement, dated as of May 24, 2024, by and between Kingstone Companies, Inc. and Janney Montgomery Scott LLC (incorporated by reference to Exhibit 1.1 to the Company's Current Report on Form 8-K filed on May 24, 2024). |
| 10(j) | Stock Grant Agreement, dated as of January 2, 2025, between Kingstone Companies, Inc. and Floyd R. Tupper.* |
| 10(k) | Stock Grant Agreement, dated as of January 2, 2025, between Kingstone Companies, Inc. and Carla D’Andre.* |
| 10(l) | Stock Grant Agreement, dated as of January 2, 2025, between Kingstone Companies, Inc. and William L. Yankus.* |
| 10(m) | Stock Grant Agreement, dated as of January 2, 2025, between Kingstone Companies, Inc. and Timothy P. McFadden.* |
| 10(n) | Stock Grant Agreement, dated as of January 2, 2025, between Kingstone Companies, Inc. and Meryl S. Golden.* |
| 10(o) | Stock Grant Agreement, dated as of January 2, 2025, between Kingstone Companies, Inc. and Thomas Newgarden.* |
| 10(p) | Stock Grant Agreement, dated as of January 2, 2025, between Kingstone Companies, Inc. and Manmohan Singh.* |
| 10(q) | Stock Grant Agreement, dated as of March 3, 2025, between Kingstone Companies, Inc. and Sarah (Minlei) Chen.* |
| 10(r) | Stock Grant Agreement, dated as of March 3, 2025, between Kingstone Companies, Inc. and Jennifer L. Gravelle.* |
| 10(s) | 2025 Employee Bonus Plan # |
| 10(t) | Contract of Sale, dated February 5, 2025, between 15 Joys Lane, LLC and The County of Ulster (incorporated by reference to Exhibit 10.1 to the Company's Current Report on Form 8-K filed on February 7, 2025). |
| 19 | Kingstone Companies, Inc. Insider Trading Policy.* |
| 21 | Subsidiaries (incorporated by reference to Exhibit 21 to the Company’s Annual Report on Form 10-K for the year ended December 31, 2016, filed on March 16, 2017). |
| 23 | Consent of Marcum LLP.* |
| 31(a) | Rule 13a-14(a)/15d-14(a) Certification of Chief Executive Officer as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.* |
| 31(b) | Rule 13a-14(a)/15d-14(a) Certification of Principal Financial Officer as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.* |
| 32 | Certification of Chief Executive Officer and Principal Financial Officer Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.** |
| 97 | Clawback Policy (incorporated by reference to Exhibit 97 to the Company's Annual Report on Form 10-K for the year ended December 31, 2023, filed on April 1, 2024). |
| 101.INS | XBRL Instance Document.* |
| 101.SCH | 101.SCH XBRL Taxonomy Extension Schema.* |
| 101.CAL | 101.CAL XBRL Taxonomy Extension Calculation Linkbase.* |
| 101.DEF | 101.DEF XBRL Taxonomy Extension Definition Linkbase.* |
|---|---|
| 101.LAB | 101.LAB XBRL Taxonomy Extension Label Linkbase.* |
| 101.PRE | 101.PRE XBRL Taxonomy Extension Presentation Linkbase.* |
*Filed herewith
**Furnished herewith
Portions of the exhibit (indicated by asterisks) have been omitted pursuant to Item 601 (b)(10)(iv) of Regulation S-K.
The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.