Pineapple Energy Inc
For the period ended Jun 30, 2024. Filed Aug 19, 2024.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Jun 30, 2024 · Filed Aug 19, 2024
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Item 5. Other Information
Certificate of Elimination
Because we are filing this Quarterly Report on Form 10-Q within four business days after the triggering event, we are making thefollowing disclosure under this Item 5 instead of filing a Current Report on Form 8-K under Item 5.03, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year:
As previously reported, the Company filed a certificate of designation (the “Certificate of Designation”) with the Secretary of State of the State of Minnesota, effective as of May 13, 2024, designating the rights, preferences, privileges and restrictions ofone (1) share of the Company’s Series B Preferred Stock, par value $1.00 per share.
The Company filed a Statement of Cancellation with the Secretary of State of the State of Minnesota, effective as of August 14, 2024, which canceled all matters set forth in the Certificate of Designation (the “Statement of Cancellation”).
The foregoing description of the Statement of Cancellation does not purport to be complete and is subject to, and qualified by, thefull text of such document, a copy of which is filed as Exhibit 3.7 to this Quarterly Report on Form 10-Q and is incorporated by reference herein.
Trading Arrangements
During the three months ended June 30, 2024, none of our directors or officers (as defined in Rule 16a-1(f) of the Exchange Act)adopted, modified, orterminated any contract, instruction or written plan for the purchase or sale of our securities that was intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) of the Exchange Act or any non-Rule 10b5-1 trading arrangement (as defined in Item 408(c) of Regulation S-K).
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