Skip to main content

JPMORGAN CHASE & CO

For the period ended Mar 31, 2025. Filed May 1, 2025.

View on SEC.gov

About this filing

A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.

Mar 31, 2025 · Filed May 1, 2025

JPM$342.08+2.3%Stored close · as of Nov 9, 2026

Extracted filing text, with the paragraph anchors used by the comparison.

See the whole filing, with its images and exhibits
Contents

Item 5. Other Information

Trading arrangements

The following table provides information concerning Rule 10b5-1 trading arrangements (as defined in Item 408 of Regulation S-K under the Securities Exchange Act of 1934) adopted in the first quarter of 2025, by any director or officer who is subject to the filing requirements of Section 16 of the Securities Exchange Act of 1934 ("Section 16 Director or Officer"). These trading arrangements are intended to satisfy the affirmative defense of Rule 10b5-1(c). Certain of the Firm's Section 16 Directors or Officers may participate in employee stock purchase plans, 401(k) plans or dividend reinvestment plans of the Firm that have been designed to comply with Rule 10b5-1(c). No non-Rule 10b5-1 trading arrangements (as defined in Item 408 of Regulation S-K under the Securities Exchange Act of 1934) were adopted by any Section 16 Director or Officer during the first quarter of 2025. Additionally, no Rule 10b5-1 or non-Rule 10b5-1 trading arrangements were terminated by any Section 16 Director or Officer in the first quarter of 2025.

NameTitleAdoption dateDuration(d)Aggregate number of shares to be sold
Linda Bammann(a)DirectorJanuary 17, 2025January 17, 2025 – December 31, 202519,000
Jeremy BarnumChief Financial OfficerJanuary 28, 2025January 28, 2025 – December 31, 202540,014
Ashley BaconChief Risk OfficerFebruary 11, 2025February 11, 2025 – September 30, 202510,403
Lori BeerChief Information OfficerFebruary 14, 2025February 14, 2025 – September 30, 20255,873
Mary ErdoesCEO, AWMFebruary 11, 2025February 11, 2025 – June 30, 202514,055
Stacey Friedman(b)General CounselFebruary 14, 2025February 14, 2025 – September 30, 20259,429
Marianne Lake(c)CEO, CCBFebruary 14, 2025February 14, 2025 – September 30, 202512,274
Douglas PetnoCo-CEO, CIBFebruary 13, 2025February 13, 2025 – September 30, 202510,141
Jennifer PiepszakChief Operating OfficerJanuary 28, 2025January 28, 2025 – September 30, 202512,257

(a)Transaction by entity of which Ms. Bammann has either a direct or indirect pecuniary interest.

(b)Transaction by Ms. Friedman and a trust of which Ms. Friedman has either a direct or indirect pecuniary interest.

(c)Transaction by trust of which Ms. Lake has either a direct or indirect pecuniary interest.

(d)Sales under the trading arrangement will not commence until completion of the required cooling off period under Rule 10b5-1. Subject to compliance with Rule 10b5-1, duration could cease earlier than the final date shown above to the extent that the aggregate number of shares to be sold under the trading arrangement have been sold.

ContentsView on SEC.gov

The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.