CALERES INC
For the period ended Nov 2, 2024. Filed Dec 11, 2024.
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Nov 2, 2024 · Filed Dec 11, 2024
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Item 5. Other Information
Director and Section 16 Officer Trading Arrangements
On September 16, 2024, Steven W. Korn, Director, adopted a Rule 10b5-1 plan (“Rule 10b5-1 Plan”) intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) under the Exchange Act of 1934. The Rule 10b5-1 Plan for Mr. Korn provides for the sale of up to 7,500 shares of the Company’s common stock, pursuant to the terms of the Rule 10b5-1 Plan. The Rule 10b5-1 Plan expires on December 31, 2025, or upon the earlier completion of all authorized transactions under such Rule 10b5-1 Plan.
On October 9, 2024, Daniel R. Friedman, Chief Sourcing Officer, adopted a Rule 10b5-1 plan (“Rule 10b5-1 Plan”) intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) under the Exchange Act of 1934. The Rule 10b5-1 Plan for Mr. Friedman provides for the sale of up to 16,782 shares of the Company’s common stock, pursuant to the terms of the Rule 10b5-1 Plan. The Rule 10b5-1 Plan expires on December 31, 2025, or upon the earlier completion of all authorized transactions under such Rule 10b5-1 Plan.
No other director or Section 16 officer adopted or terminated any “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1 trading arrangement”, as each term is defined in Item 408(a) of Regulation S-K, during the thirteen weeks ended November 2, 2024.
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