BARNWELL INDUSTRIES INC
For the period ended Sep 30, 2024. Filed Dec 17, 2024.
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FY2024 · Filed Dec 17, 2024
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Item 15. EXHIBITS, FINANCIAL STATEMENT SCHEDULES
(a) Financial Statements
The following consolidated financial statements of Barnwell Industries, Inc. and its subsidiaries are included in Part II, Item 8:
Consolidated Statements of Comprehensive Loss – for the years ended September 30, 2024 and 2023
Consolidated Statements of Equity – for the years ended September 30, 2024 and 2023
Notes to Consolidated Financial Statements
Schedules have been omitted because they were not applicable, not required, or the information is included in the consolidated financial statements or notes thereto.
(b) Exhibits
| Exhibit Number | Description |
| 3.1 | Certificate of Incorporation, as amended (1) |
| 3.2 | Amended and Restated By-Laws (2) |
| 4.1 | Form of the Registrant’s certificate of common stock, par value $.50 per share (3) |
| 4.2 | Description of Securities Registered Pursuant to Section 12 of The Securities Exchange Act of 1934 (20) |
| 10.1 | The Barnwell Industries, Inc. Employees’ Pension Plan (restated as of October 1, 1989) (4) |
| 10.2 | Form of Purchase and Sale Agreement dated February 13, 2004 by and between Kaupulehu Developments and WB KD Acquisition, LLC (5) |
| 10.3 | Agreement dated May 27, 2009 which became effective June 23, 2009 by and between Kaupulehu Developments and WB KD Acquisition, LLC and WB KD Acquisition II, LLC (6) |
| 10.4 | Limited Liability Limited Partnership Agreement of KD Kona 2013 LLLP dated November 27, 2013 (7) |
| 10.5 | Limited Liability Limited Partnership Agreement of KKM Makai, LLLP dated November 27, 2013 (8) |
| 10.6 | Agreement with KD Kaupulehu, LLLP to Release Retained Rights, dated as of March 7, 2019, between Kaupulehu Developments and KD Kaupulehu, LLLP (9) |
| 10.7 | Agreement with Respect to Retained Rights, dated as of March 7, 2019 between Kaupulehu Developments and KD Acquisition II, LP (10) |
| 10.8# | Form of Option Agreement under Barnwell Industries, Inc. 2018 Equity Incentive Plan, as amended (11) |
| 10.9 | Asset Purchase and Sale Agreement, dated July 8, 2021, between Barnwell of Canada, Limited and Tourmaline Oil Corp. (12) |
| 10.10 | Cooperation and Support Agreement, dated January 27, 2021 (14) |
| 10.11# | Amended and Restated 2018 Equity Incentive Plan (15) |
| 10.12 | Sales Agent Agreement, dated March 16, 2021 (16) |
| 10.13 | Purchase and Sale Agreement, dated as of December 12, 2022, between Barnwell Texas, LLC and Alchemist Energy LeaseCo, LP (17) |
| 10.14# | Form of Stock Grant Award Agreement under Barnwell Industries, Inc. 2018 Equity Incentive Plan, as amended (18) |
| 10.15# | Form of Director Restricted Stock Unit Award under Barnwell Industries, Inc. 2018 Equity Incentive Plan, as amended (19) |
| 10.16# | Form of Employee Restricted Stock Unit Award under Barnwell Industries, Inc. 2018 Equity Incentive Plan, as amended (13) |
| 19.1* | Statement of Company Policy on Insider Trading |
| 21* | List of Subsidiaries |
| 23.1* | Consent of InSite Petroleum Consultants Ltd. |
| 23.2* | Consent of Ryder Scott Company, L.P. |
| 23.3* | Consent of Weaver and Tidwell, L.L.P. |
| 31.1* | Certification of Chief Executive Officer Pursuant To Section 302 of the Sarbanes-Oxley Act of 2002 |
| 31.2* | Certification of Chief Financial Officer Pursuant To Section 302 of the Sarbanes-Oxley Act of 2002 |
| 32** | Certification Pursuant To Section 906 of the Sarbanes-Oxley Act of 2002 |
| 97 | Barnwell Industries, Inc. Clawback Policy (21) |
| 99.1* | Reserve Report Summary prepared by InSite Petroleum Consultants Ltd. |
| 99.2* | Reserve Report Summary prepared by Ryder Scott Company, L.P. |
| 101.INS* | XBRL Instance Document |
| 101.SCH* | XBRL Taxonomy Extension Schema Document |
| 101.CAL* | XBRL Taxonomy Extension Calculation Linkbase Document |
| 101.DEF* | XBRL Taxonomy Extension Definition Linkbase Document |
| 101.LAB* | XBRL Taxonomy Extension Label Linkbase Document |
| 101.PRE* | XBRL Taxonomy Extension Presentation Linkbase Document |
| 104 | Cover Page Interactive Data File (embedded within the Inline XBRL document) |
- Filed herewith.
** Furnished herewith.
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