ALICO, INC.
For the period ended Sep 30, 2025. Filed Nov 24, 2025.
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A company's yearly report to the SEC, with audited financial statements. It is the fullest account a company gives of its business, its finances and the risks it sees.
FY2025 · Filed Nov 24, 2025
ALCO$37.71+1.7%Stored close · as of Nov 9, 2026
Extracted filing text, with the paragraph anchors used by the comparison.
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Item 15. Exhibits and Financial Statement Schedules
(a)Documents filed as part of this report
(1)Financial Statements:
Alico's Consolidated Financial Statements are included in Part II, Item 8 of this Annual Report.
(2)Financial Statement Schedules:
Financial statement schedules are omitted as the required information is either inapplicable or the information is presented in our Consolidated Financial Statements or notes thereto.
(3)Exhibits
The exhibits listed in the Exhibit Index in (b) below are filed or incorporated by reference as part of this Annual Report.
(b)Exhibit Index
| Incorporated by Reference | |||||
|---|---|---|---|---|---|
| Exhibit Number · Exhibit Description · Form · File No. · Exhibit · Filing Date · Filed / Furnished Herewith | |||||
| 3.1 | Restated Certificate of Incorporation, dated February 17, 1972 | 10-K | 000-000261 | 3.1 | 12/11/2017 |
| 3.2 | Certificate of Amendment to Certificate of Incorporation, dated January 14, 1974 | S-8 | 333-130575 | 4.2 | 12/21/2005 |
| 3.3 | Amendment to Articles of Incorporation, dated January 14, 1987 | S-8 | 333-130575 | 4.3 | 12/21/2005 |
| 3.4 | Amendment to Articles of Incorporation, dated December 27, 1988 | S-8 | 333-130575 | 4.4 | 12/21/2005 |
| 3.5 | Second Amended By-Laws of Alico, Inc., amended and restated | 8-K | 000-00261 | 3.6 | 1/15/2021 |
| 4.1 | Description of Securities | 10-K | 000-00261 | 4.1 | 12/6/2023 |
| 10.1 | Form of Indemnification Agreement | 10-Q | 000-00261 | 10.5 | 5/6/2013 |
| 10.2 # | Management Security Plan(s) Trust Agreement | 10-Q | 000-00261 | 10.6 | 5/6/2013 |
| 10.3 | Index Rate Change Letter Agreement, dated October 3, 2022, by and among Metropolitan Life Insurance Company, Alico, Inc., Alico Land Development, Inc., and Alico Fruit Company, LLC | 10-K | 000-00261 | 10.8 | 12/13/2022 |
| 10.4 † | First Amended and Restated Credit Agreement, dated as of December 1, 2014, by and among Alico, Inc., Alico Land Development, Inc., Alico-Agri, Ltd., Alico Plant World, L.L.C., Alico Fruit Company, LLC, Metropolitan Life Insurance Company, and New England Life Insurance Company | 8-K | 000-00261 | 10.1 | 12/5/2014 |
| 10.5 | Amendment to First Amended and Restated Credit Agreement with Metropolitan Life Insurance Company and New England Life Insurance Company, dated February 1, 2015 | 10-K | 000-00261 | 10.31 | 12/10/2015 |
| 10.6 | Second Amendment to First Amended and Restated Credit Agreement with Metropolitan Life Insurance Company and New England Life Insurance Company dated August 12, 2015 | 10-K | 000-00261 | 10.32 | 12/10/2015 |
| 10.7 † | Third Amendment to First Amended and Restated Credit Agreement with Metropolitan Life Insurance Company and New England Life Insurance Company dated November 4, 2019 | 10-K | 000-00261 | 10.26 | 12/5/2019 |
| 10.8 | Fourth Amendment to First Amended and Restated Credit Agreement with Metropolitan Life Insurance Company and New England Life Insurance Company dated October 2, 2019 | 10-K | 000-00261 | 10.27 | 12/5/2019 | |
| 10.9 | Fifth Amendment to First Amended and Restated Credit Agreement and Amended and Restated Notes | 8-K | 000-00261 | 10.1 | 5/5/2021 | |
| 10.10 | Sixth Amendment to First Amended and Restated Credit Agreement with Metropolitan Life Insurance Company | 10-K | 000-00261 | 10.16 | 12/2/2024 | |
| 10.11 | Seventh Amendment to First Amended and Restated Credit Agreement with Metropolitan Life Insurance Company and New England Life Insurance Company dated March 31, 2025. | 8-K | 000-00261 | 10.1 | 4/1/2025 | |
| 10.12 | Eighth Amendment to First Amended and Restated Credit Agreement with Metropolitan Life Insurance Company and New England Life Insurance Company dated September 29, 2025. | * | ||||
| 10.13 | Alico, Inc. Amended and Restated Stock Incentive Plan of 2015 | 8-K | 000-00261 | 10.1 | 2/28/2025 | |
| 10.14 | Form of Nonqualified Stock Option Agreement | 10-K | 000-00261 | 10.52 | 12/7/2021 | |
| 10.15 | Form of Incentive Stock Option Agreement | 10-K | 000-00261 | 10.53 | 12/7/2021 | |
| 10.16 | Form of Restricted Stock Agreement | 10-K | 000-00261 | 10.54 | 12/7/2021 | |
| 10.17 | Second Amended and Restated Employment Agreement between Alico, Inc. and Mr. Kiernan, dated as of December 23, 2024 | 10-Q | 000-00261 | 10.2 | 2/12/2025 | |
| 10.18 # | Amended and Restated Annual Performance and Long-Term Bonus Agreement between Alico, Inc., and Mr. Kiernan, dated as of December 23, 2024 | 10-Q | 000-00261 | 10.3 | 2/12/2025 | |
| 10.19 # | Performance-Based Restricted Stock Unit Award Agreement between Alico, Inc., and Mr. Kiernan, dated as of December 23, 2024 | 10-Q | 000-00261 | 10.4 | 2/12/2025 | |
| 10.20 # | Employment Agreement by and between Alico, Inc. and Bradley Heine, effective August 16, 2023 | 8-K | 000-00261 | 10.1 | 8/16/2023 | |
| 10.21 # | Letter Agreement by and between Alico, Inc. and Bradley Heine, dated June 3, 2024 | 10-Q | 000-00261 | 10.3 | 8/5/2024 | |
| 10.22 # | James Sampel Offer letter, dated December 15, 2015 | 10-K | 000-00261 | 10.29 | 12/2/2024 | |
| 10.23 # | Letter Agreement by and between Alico, Inc. and James Sampel, dated May 28, 2024 | 10-Q | 000-00261 | 10.2 | 8/5/2024 | |
| 10.24 # | Employment Agreement by and between Alico, Inc. and Mitch Hutchcraft, effective May 28, 2024 | 10-Q | 000-00261 | 10.1 | 8/5/2024 | |
| 10.25 # | Letter Agreement by and between Alico, Inc. and Mitch Hutchcraft, dated July 18, 2025 | 10-Q | 000-00261 | 10.2 | 8/12/2025 | |
| 10.26 | Locally Funded Agreement between the State of Florida Department of Transportation and Corkscrew Grove Stewardship District, dated October 27, 2025 | * | ||||
| 19.1 | Alico Insider Trading Compliance Policy | 10-K | 000-00261 | 19.1 | 12/2/2024 | |
| 21.1 | Subsidiaries of the Registrant | 10-K | 000-00261 | 21.0 | 12/13/2022 | |
| 23.1 | Consent of Grant Thornton LLP, Independent Registered Public Accounting Firm | * | ||||
| 31.1 | Certification of Principal Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 Rule 13a-14(a) certification | * | ||||
| 31.2 | Certification of Principal Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 Rule 13a-14(a) certification | * | ||||
| 32.1 | Certification of Principal Executive Officer pursuant to 18 U.S.C. Section 1350 | ** | ||||
| 32.2 | Certification of Principal Financial Officer pursuant to 18 U.S.C. Section 1350 | ** | ||||
| 97.1 | Policy Relating to Recovery of Erroneously Awarded Compensation | 10-K | 000-00261 | 97.1 | 12/6/2023 | |
| 101.INS | Inline XBRL Instance Document - the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document. | * |
| 101.SCH | Inline XBRL Taxonomy Extension Schema Document | * |
| 101.CAL | Inline XBRL Taxonomy Extension Calculation Linkbase Document | * |
| 101.DEF | Inline XBRL Taxonomy Extension Definition Linkbase Document | * |
| 101.LAB | Inline XBRL Taxonomy Extension Label Linkbase Document | * |
| 101.PRE | Inline XBRL Taxonomy Extension Presentation Linkbase Document | * |
| 104 | Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101) | * |
| * | Filed herewith. | |
| ** | Furnished herewith. | |
| # | Indicates a management or compensatory plan. | |
| † | Schedules and exhibits to this Exhibit omitted pursuant to Regulation S-K Item 601(b)(5). Alico, Inc. agrees to furnish supplementally a copy of any omitted schedule or exhibit to the SEC upon request. |
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